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Profusa, Inc. — Director's Dealing 2021
Dec 23, 2021
35149_dirs_2021-12-23_5fe77917-58c0-4aa2-a467-8d3f0e0846fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NorthView Acquisition Corp (NVAC)
CIK: 0001859807
Period of Report: 2021-12-20
Reporting Person: STOVER JACK E (Director, Chief Executive Officer, 10% Owner)
Reporting Person: NorthView Sponsor I, LLC (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Private Warrants to purchase common stock | $11.50 | P | 5162500 | Acquired | Common stock (5162500) | Indirect |
Footnotes
F1: NorthView Sponsor I, LLC ("Sponsor") purchased 5,162,500 warrants on December 20, 2021, as described in the issuer's registration statement on Form S-1 (File No. 333-257156), in a private placement of warrants at a price of $1.00 per private placement warrant. Each whole private placement warrant is exercisable to purchase one share of common stock at a price of $11.50 per share.
F2: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F3: The warrants expire five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Form S-1 (File No. 333-257156).
F4: The warrants are held by Sponsor. Jack Stover is the manager of the Sponsor. Mr. Stover disclaims beneficial ownership of the securities held by the Sponsor except to the extent of his pecuniary interest therein.