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Professional Diversity Network, Inc. — Director's Dealing 2017
Sep 7, 2017
35204_dirs_2017-09-07_c8095d60-5b1a-4631-bb90-547f89fb0067.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Professional Diversity Network, Inc. (IPDN)
CIK: 0001546296
Period of Report: 2017-09-05
Reporting Person: Wang Maoji (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-05 | Common Stock, par value $0.01 | P | 7100 | $4.55 | Acquired | 25100 | Direct |
| 2017-09-06 | Common Stock, par value $0.01 | P | 5000 | $5.00 | Acquired | 30100 | Direct |
| 2017-09-06 | Common Stock, par value $0.01 | P | 1230 | $4.95 | Acquired | 31330 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $9.99 | 2026-12-22 | Common Stock (210000) | 210000 | Direct |
Footnotes
F1: The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant (December 22, 2016), (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018.
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