AI assistant
Professional Diversity Network, Inc. — Director's Dealing 2016
Nov 17, 2016
35204_dirs_2016-11-17_cfcc263d-5d10-4150-b9df-a11db66e1fa6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Professional Diversity Network, Inc. (IPDN)
CIK: 0001546296
Period of Report: 2016-11-07
Reporting Person: White Winston Select Asset Funds, LLC (10% Owner)
Reporting Person: Enright Todd M. (10% Owner)
Reporting Person: BLUNDELL MARK (10% Owner)
Reporting Person: Feagan Donald (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock, par value $0.01 per share | X | 125000 | $2.00 | Acquired | 125000 | Direct |
| 2016-11-07 | Common Stock, par value $0.01 per share | X | 218750 | $2.00 | Acquired | 371445 | Direct |
| 2016-11-07 | Common Stock, par value $0.01 per share | J | 97305 | $9.60 | Disposed | 246445 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock Purchase Warrant | $2.00 | X | 125000 | Disposed | 2021-06-30 | Common Stock, par value $0.01 per share (125000) | Direct |
| 2016-11-07 | Common Stock Purchase Warrant | $2.00 | X | 218750 | Disposed | 2021-06-30 | Common Stock, par value $0.01 per share (218750) | Direct |
Footnotes
F1: Shares repurchased by the Issuer in a partial issuer tender offer.
F2: The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.
F3: The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.