Professional Diversity Network, Inc. — Director's Dealing 2014

Oct 6, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Professional Diversity Network, Inc. (IPDN)
CIK: 0001546296
Period of Report: 2014-09-24

Reporting Person: Proman Matthew B. (Director, COO and EVP, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5110975	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option to purchase Common Stock	$3.45	2024-04-11	Common Stock (183000)		Direct
Warrant to purchase Common Stock	$4.00	2019-09-24	Common Stock (50000)		Direct
Warrant to purchase Common Stock	$10.00	2019-09-24	Common Stock (131250)		Direct

Footnotes

F1: The options described on this line become exercisable in full for 60 days following the first to occur of the following: (a) the reporting person's death or disability, (b) the reporting person's separation from service with the issuer, (c) a change in control of the issuer or (d) the date that is nine years and nine months from the grant date of the options.