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PRODIGY GOLD NL — Major Shareholding Notification 2014
Mar 30, 2014
65615_rns_2014-03-30_aedb3a52-60a7-4699-93ae-72b77d8c6300.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | ABM Resources NL | ||
|---|---|---|---|
| ACN/ARSN | ACN 009 127 020 | ||
| 1.Details of substantial holder (1) | |||
| Name | Pacific Road Capital Management Pty Ltd as trustee for the Pacific Road Fund II ManagedInvestment Trust | ||
| ACN/ARSN (if applicable) | ACN 117 934 586 |
The holder became a substantial holder on
$2.$ Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
28 March 2014
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 493.938.844 | 493.938.844 | 13.0% |
$3.$ Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Pacific Road Capital ManagementPty Ltd as trustee for the PacificRoad Fund II Managed InvestmentTrust | Registered holder of ordinary sharesin ABM Resources NL | 493,938,844 ordinary shares in ABMResources NL |
Details of present registered holders 4,
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number |
|---|---|---|---|
| linterest | Isecurities | registered as holder (8) | lof securities |
| Pacific Road Capital Management Pacific Road Capital Management Pacific Road Capital ManagementPty Ltd as trustee for the PacificRoad Fund II ManagedInvestment Trust | Road Fund II ManagedInvestment Trust | Pty Ltd as trustee for the Pacific Pty Ltd as trustee for the PacificRoad Fund II ManagedInvestment Trust | 493,938,844 ordinaryshares in ABMResources NL |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantlinterest | Date of acquisition | Consideration (9) | Class and numberlof securities | |
|---|---|---|---|---|
| Cash | Non-cash |
| Pacific Road CapitalManagement Pty Ltd asItrustee for the Pacific RoadFund II Managed InvestmentTrust | 28 March 2014 | $11,854,532.26 | N/A | 493.938.844 OrdinarylShares |
|---|---|---|---|---|
| ------------------------------------------------------------------------------------------------------------------------------ | --------------- | ----------------- | ----- | --------------------------------- |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (ifapplicable) | Nature of association |
|---|---|
| Pacific Road Capital II Pty Limited(ACN 151 671 733)Pacific Road Capital ManagementGP II Limited | Associates of each other by virtue of s12(2) of the Corporations Act. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Pacific Road Capital ManagementPty Ltd | Level 23, 1 Alfred Street, Sydney NSW 2000 |
| Pacific Road Capital II Pty Limited | Level 23, 1 Alfred Street, Sydney NSW 2000 |
| Pacific Road Capital ManagementIGP II Limited | 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands |
Signature
| orint name | Greg Dick | capacity | SecretaryPacific Road Capital ManagementPty Ltd |
|---|---|---|---|
| sign here | I with | date | 31/3/2014 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the $(1)$ manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an $(5)$ associate has a relevant interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of $(b)$ the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
$\bar{\gamma}$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown." $(8)$
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired $(9)$ has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happeningor not of a contingency. Details must be included of any benefit paid on