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PRODIGY GOLD NL — Major Shareholding Notification 2014
Apr 1, 2014
65615_rns_2014-04-01_ac04c09a-3508-4bb9-9b4a-1f1486ab8357.pdf
Major Shareholding Notification
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| Form 604 | |
|---|---|
| ----------------- | -- |
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Resources NLABM | |
|---|---|---|
| ACN/ARSN | ||
| 1. Details of substantial holder(1) | ||
| NameACN/ARSN (if applicable) | CapitalCratonFunds | |
| There was a change in the interests of thesubstantial holder on | 983,14 | |
| The previous notice was given to the company onThe previous notice was dated | 15/3/12189 12 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) $\left| \right|$ in when last required, and
| Class of securities (4) | Previous notice | Present notice | |
|---|---|---|---|
| Voting power (5)Person's votes | Voting power (5)Person's votes | ||
| Fulyoaidord.Classet | 240! | $\boldsymbol{A}$ $\boldsymbol{O}$ $\boldsymbol{\cdot}$ $\boldsymbol{\cdot}$ | |
| w |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Janous | CapitalCictmGlobalResources Find | Auverure | 13' S oo' Coo | Q36 / | |
|---|---|---|---|---|---|
| Verons | Ciston CopitalPrecious netal Fund | Please | allached$n$ er $n$ | 3210001000 | $\bigcap$ $\bigcap$ $\bigcup$ |
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class andnumber ofsecuritiesaffected | Person's votesaffected |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person's votes | |
|---|---|---|---|---|---|---|
| Crat on Capital Precious Deta Fund | Services AS | ကြားသည္ ၂ | ||||
| Cicha | Croital Gbbal Resources | And | 235001020 | |||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| .Name and ACN/ARSN (ifapplicable)The Company of Construction______ | _____________________Nature of association----------- |
|---|---|
| ____ | . |
| STATISTICSand a series of the company of the___ |
6. Addresses
The addresses of persons named in this form are as follows:
| --------- | LLB Eund Services AG_______ | ------- | |
|---|---|---|---|
| Name | Address | Äulestrasse 80 | |
| ------ | Dostfach 1000 | ||
| ________ | _________ | 9490 Vaduz-------_______ |
Signature
| print name | Michel SimmenLFS PLA / IMM / 9405 | Veronika BrittLFS PLA / BVR / 9402 | capacity | ||
|---|---|---|---|---|---|
| sign here | vM | date | |||
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
- $\mathcal{D}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
Consideration
Holder of Relevant Interest: Craton Capital Funds
ABM Resources NI
Class of securities
Menge
Trading day
Execution from Brol Cost and exnenses Balance (no. of shares) Holder of Relevant Interest 21.02.2014 Ordinary29.11.2013 Ordinary 6'000'000.00 $0.03$ 180000 170'000'000.00 Craton Capital Precious Metal Fund $-500'000.00$ 0.0255 $-12750$ $-12700$ 164'000'000.00 Craton Capital Precious Metal Fund 28.11.2013 Ordinary -500'000.002'250'000.00 0.0254 164500'000.00 Craton Capital Precious Metal Fund164500'000.00 Craton Capital Precious Metal Fund165'000'000.00 Craton Capital Precious Metal Fund161'750'000.00 Craton Capital Precious Metal Fund 04.10.2013 Ordina 90350 04.10.2013 Ordinary03.10.2013 Ordinary 1'750'000.00 0.0289 50575 $0.0343$ $0.0336$ -1750'000.00 $-60025$ 160'000'000.00 Craton Capital Precious Metal Fund -1750000.00-2'000'000.00-1'250'000.00 18.09.2013 Ordinar 161750'000.00 Craton Capital Precious Metal Fund161750'000.00 Craton Capital Precious Metal Fund163'750'000.00 Craton Capital Precious Metal Fund $-67200$ 17.09.2013 Ordinary 200 ءن-42750-6675 -69369 $0.0342$ 13.09.2013 Ordinan $-2'010'715.00$ 0.0345 165'000'000,00 Craton Capital Precious Metal Fund167'010'715.00 Craton Capital Precious Metal Fund 12.09.2013 Ordinary11.09.2013 Ordinary -989'285.00 $0.037$ 36603.545 -600'000.00 0.0359 $21540$ 168'000'000.00 Craton Capital Precious Metal Fund 10.09.2013 Ordinary $-4000000.00$ $0.0357$ 168600000.00 Craton Capital Precious Metal Fund168600000.00 Craton Capital Precious Metal Fund169000000.00 Craton Capital Precious Metal Fund169250000.00 Craton Capital Precious Metal Fund $-14280$ 09.09.2013 Ordinary -250'000.00 0.0365 $-9125$ 0.0363 750'000.00 -27225 00.000 02.71'300'000.00350'000.00 16.08.2013 Ordinary 170'000'000.00 Crater Capital Precious Metal Fund -45240 15.08.2013 Ordinary14.08.2013 Ordinary 0.0336 -11760 171'300'000.00 Craton Capital Precious Metal Fund $-300'000.00$ $0.034$ $-10200$ 171'650'000.00 Craton Capital Precious Metal Fund $-1'250'000.00$ -400'000.00 13.08.2013 Ordinary $0.0342$ 27 1950/000.00 Craton Capital Precious Metal Fund171950/000.00 Craton Capital Precious Metal Fund173'200'000.00 Craton Capital Precious Metal Fund173'600'000.00 Craton Capital Precious Metal Fund -42750 12.08.2013 Ordinary12.08.2013 Ordinary $-14040$ $-20520$ 0.0351 $0.0342$ 0.0342 $-600000000$ 800'000.00800'000.00 08.08.2013 Ordina $-27360$ 174200000.00 Craton Capital Precious Metal Fund175'000'000.00 Craton Capital Precious Metal Fund175'000'000.00 Craton Capital Precious Metal Fund175'416'667.00 Craton Capital Precious Metal Fund 06.06.2013 Ordinary07.08.2013 Ordinary06.08.2013 Ordinary 0.0328 $-136666776$ $-875'00000$ 0.0346 -30275 -875600.00-291'667.00-750'000.00 05.08.2013 Ordinar 176291'667.00 Craton Capital Precious Metal Fund176'291'667.00 Craton Capital Precious Metal Fund176'583'334.00 Craton Capital Precious Metal Fund177'333'334.00 Craton Capital Precious Metal Fund $-10675.0122$ 05.08.2013 Ordinary02.08.2013 Ordinary01.08.2013 Ordinary31.07.2013 Ordinary -10873.012226625-47750-12633.3207 0.0355 0.0382 -1250'000.00 -333'333.00 178 583 334.00 Craton Capital Precious Metal Fund178 916 667.00 Craton Capital Precious Metal Fund178 916 667.00 Craton Capital Precious Metal Fund179 375 000.00 Craton Capital Precious Metal Fund 30.07.2013 Ordinary29.07.2013 Ordinary $-458333.00$ 0.0385 -17645.820517645.8205-17203.98749 0.0375360.0362 458'333.00 25.07.2013 Ordinary26.07.2013 Ordinary23.07.2013 Ordinary22.07.2013 Ordinary -456 533.00-166'667.00-700'000.00 279833333.00 Craton Capital Precious Metal Fund179833333.00 Craton Capital Precious Metal Fund180'000'000.00 Craton Capital Precious Metal Fund180'700'000.00 Craton Capital Precious Metal Fund $-6033.3454$ 0.0364 $-25480$ 0.03570.0357 $-1.500'000.00$ $-53550$ 19.07.2013 Ordinary18.07.2013 Ordinary -1700'000.00-1700'000.00-1'480'000.00 182200'000.00 Craton Capital Precious Metal Fund182200'000.00 Craton Capital Precious Metal Fund183'900'000.00 Craton Capital Precious Metal Fund185'380'000.00 Craton Capital Precious Metal Fund $-57460$ 0.0356 -52688 -400000000-4'000'000.00-800'000.00 08.07.2013 Ordinary 0.03500.02520.024 -22000-15624 28.06.2013 Ordinary20.06.2013 Ordinary 186 000 000.00 Craton Capital Precious Metal Fund186 000 000.00 Craton Capital Precious Metal Fund190 000 000.00 Craton Capital Precious Metal Fund190 800 000.00 Craton Capital Precious Metal Fund $-96000$ -90000-20000-15060-15480 0.025 18.06.2013 Ordinary -600'000.00 0.0251 17.06.2013 Ordinar 600'000.00 191'400'000.00 Craton Capital Precious Metal Fund192'000'000.00 Craton Capital Precious Metal Fund ر میں در 14.06.2013 ۔I4.06.2013 Ordinary $-750'000.00$ 0.0255 $-19125$ 13.06.2013 Ordinan $-750000000$ 0.0257 -19275 192'750'000.00 Craton Capital Precious Metal Fund 12.06.2013 Ordinary12.06.2013 Ordinary $-17000000.00$ 193'500'000.00 Craton Capital Precious Metal Fund193'500'000.00 Craton Capital Precious Metal Fund195'200'000.00 Craton Capital Precious Metal Fund 0.026 -44200 -44200-16576-50424-39450 -640'000.00 $0.0259$ $-1'910'000.00$ -1'500'000.00 07.06.2013 Ordinan $0.0264$ 195'840'000.00 Craton Canital Precious Metal Fund 05.06.2013 Ordinary05.06.2013 Ordinary 1998-900000 Craton Capital Precious Metal Fund197750'000.00 Craton Capital Precious Metal Fund199'250'000.00 Craton Capital Precious Metal Fund200'650'000.00 Craton Capital Precious Metal Fund 0.0263 -39430-38780-53465-50400 $-1'400'000$ 00 0.0277 04.06.2013 Ordinary $-1'850'000.00$ $-1'800'000.00$ $0.0289$ 03.06.2013 Ordinary31.05.2013 Ordinary 202'500'000.00 Craton Capital Precious Metal Fund202'500'000.00 Craton Capital Precious Metal Fund204'300'000.00 Craton Capital Precious Metal Fund 0.028 $-30400$ $-12600$ $-67750$ $-77235$ $-1.500000000$ n nag -1 500 000,00450 000,00 -45000.000 00:00 -2'850 0,0290.0280.02710.0271 30.05.2013 Ordinar 205'800'000.00 Craton Capital Precious Metal Fund 29.05.2013 Ordinary28.05.2013 Ordinary27.05.2013 Ordinary 206/250/000.00 Craton Capital Precious Metal Fund2087507000.00 Craton Capital Precious Metal Fund212/507000.00 Craton Capital Precious Metal Fund212/107000.00 Craton Capital Precious Metal Fund 500'000.00 $0.0248$ -12400-12400-41580 24.05.2013 Ordinan -1'650'000.0010'000'000.00 0.02520.02520.023 24,05,2013 Ordinary23,05,2013 Ordinary23.05,2013 Ordinary22.05.2013 Ordinary 212 190 000.00 Craton Capital Precious Metal Fund213'750'000.00 Craton Capital Precious Metal Fund223'750'000.00 Craton Capital Precious Metal Fund229'500'000.00 Craton Capital Precious Metal Fund $-230000$ -144325-144325-33240 -5 750 000.00 0.0251 $-1'200'000.00$ $-2'400'000.00$ $0.0277$ 0.0277 21.05.2013 Ordinary20.05.2013 Ordinary 239 300 300.00 Craton Capital Precious Metal Fund233 100'000.00 Craton Capital Precious Metal Fund233 100'000.00 Craton Capital Precious Metal Fund236'600'000.00 Craton Capital Precious Metal Fund236'200'000.00 Craton $-68160$ $-1'500'000.00$ 0.0277 $-41550$ $0.027$ 0.0280.0338 17.05.2013 Ordinan -1'600'000.00 $-1350$ 29.04.2013 Ordinary26.04.2013 Ordinary 1'700'000.00 57460 4'500'000.00 143100 234'500'000.00 Craton Capital Precious Metal Pund234'500'000.00 Craton Capital Precious Metal Fund230'000'000.00 Craton Capital Precious Metal Fund 0:0318 23.04.2013 Ordinary $0.0323$ 0.04242 -16150037329.6 $-5000000000$ 28.03.2013 Ordinary 00:000 000 0000:000:08800:000:000 1 235'000'000.00 Craton Capital Precious Metal Fund234'120'000.00 Craton Capital Precious Metal Fund233'040'000.00 Craton Capital Precious Metal Fund 0.042821 46246.68 26.03.2013 Ordinary 560'000.00 0.043020.0430215 24091.224091.217208.6 26.03.2013 Ordinary25.03.2013 Ordinary22.03.2013 Ordinary21.03.2013 Ordinary 400'000.00400'000.00 232'480'000.00 Craton Capital Precious Metal Fund 0.043565 $209112$ 232'080'000.00 Craton Capital Precious Metal Fund232'080'000.00 Craton Capital Precious Metal Fund231'600'000.00 Craton Capital Precious Metal Fund 1'400'000.00 0.0455650.044270.045122 0911.26197890244 20.03.2013 Ordinary 270001000.00 230'200'000.00 Craton Capital Precious Metal Fund 3'200'000.00 0.044822 143430.4 228'200'000.00 Craton Capital Precious Metal Fund228'200'000.00 Craton Capital Precious Metal Fund225'000'000.00 Craton Capital Precious Metal Fund $0.045$ 0.0277 بريجوجو112500043956.0774 07.02.2013 Ordinan 25'000'000.00 02.10.2013 Ordinary01.10.2013 Ordinary 1'586'862.001'586'862.001'413'138.00 23 500 000.00 Craton Capital Global Resources Fund 235000000000000000000000000000000000000 0.0294 A1546 2573 $0.0328$ 0.0328 07.08.2013 Ordinan $-83'33300$ -2733.3224 06.08.2013 Ordinary05.08.2013 Ordinary $-175000.00$ 201283333.00 Craton Capital Ciobal Resources Fund201758333.00 Craton Capital Ciobal Resources Fund201758333.00 Craton Capital Ciobal Resources Fund20186666.00 Craton Capital Ciobal Resources Fund201966666.00 Craton Cap $-6055$ -------------------------------------- $-58'333.00$ 0.0366 02.08.2013 Ordinary01.08.2013 Ordinary -150'000.00250'000.00 0.03550.0355 20 999 990.00 Craton Capital Global Resources Fund21/216'666.00 Craton Capital Global Resources Fund21/283'333.00 Craton Capital Global Resources Fund21/375'000.00 Craton Capital Global Resources Fund 31.07.2013 Ordinan $-66667.00$ 0.0379 $-2526.6793$ $-91667.00$ $-91667.00$ --------------------------------------30.07.2013 Ordinary -----------3529.1795-34440.812512-29.07.2013 Ordinary29.07.2013 Ordinary 21/466'667.00 Craton Capital Global Resources Fund21/466'667.00 Craton Capital Global Resources Fund21/500'000.00 Craton Capital Global Resources Fund17/500'000.00 Craton Capital Global Resources Fund $-33'333.00$ 0.0362 $-1206.6546$ 28.06.2013 Ordinary 4'000'000.00 $0.024$ asanc 23.04.2013 Ordinary28.03.2013 Ordinary 5'000'000.00220'000.00 $0.0323$ 161500 12'500'000.00 Craton Capital Global Resources Fund12'500'000.00 Craton Capital Global Resources Fund12'280'000.00 Craton Capital Global Resources Fund 0.04242 93324 $0.042821
0.04302
0.0430215$ 11561.676022.8 27.03.2013 Ordinary 270'000.00 26.03.2013 Ordinary25.03.2013 Ordinary 140'000.00 12'010'000.00 Craton Capital Global Resources Fund 4302.15 11'870'000.00 Craton Capital Clobal Resources Fund 5227.85227.815494.5 22.03.2013 Ordinan 120'000.00 0.043565 11/770/000.00 Craton Capital Global Resources Pund11/770/000.00 Craton Capital Global Resources Fund 21.03.2013. Ordinar 350'000.00 $0.04427$ 11'650'000.00 Craton Capital Global Resources Fund 20.03.2013 Ordinary 500'000.00 0.045122 22561 11'300'000.00 Craton Capital Global Resources Fund 19.03.2013 Ordinary 800'000.00 0.044822 35857.6 10'800'000.00 Craton Capital Global Resources Fund
Signature
Michel Simmen LFS PLA / IMM / 9405 Veronika Britt LFS PLA / BVR / 9402
Date:
1.4.14 LLB Fund Services Äulestrasse 80 Postfach 1238 9490 Vaduz