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PRODIGY GOLD NL — Major Shareholding Notification 2008
Nov 6, 2008
65615_rns_2008-11-06_3fd4ff92-d772-4a2d-b2f7-4da0030ce458.pdf
Major Shareholding Notification
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- NOV. 2008 10:02 2 CLAYTON UTZ 61 2 82206700 NO. 5110 $P - 1$
CLAYTON UTZ
| Sydney | MelbourneBy Facsimile - 1300 135 638 | Brisbane | Perth | Canberra | Darwin | Clayton UtzLawyersLevels $19-35$No. 1 O'Connell StreetSydney NSW 2000Australia |
|---|---|---|---|---|---|---|
| 7 November 2008 | Australian Stock Exchange | PO Box H3Australia SquareSydney NSW 1215DX 370 Sydney | ||||
| Exchange Centre20 Bridge StreetSYDNEY NSW 2000 | $T + 61293534000$$F$ +61 2 8220 6700www.elaytonutz.com |
Our reference: 15087/15087/80056574
Number of pages - 5
Dear Sirs
Notice of Change of Interests of Substantial Holder; Notice of Ceasing to be a Substantial Holder -ABM Resources NL
Enclosed is a Form 604 Change of Interests of Substantial Holder and a Form 605 'Ceasing to be a Substantial Holder in relation to ABM Resources NL.
Yours faithfully
Most Wellen
Mark Williamson, Partner +61 2 9353 4196 [email protected]
Enclosure
The information contained in this facsimile message may be confidential information, and may also be the subject of legal professional privilege. If you are not the intended recipient, any use, disclosure or copying of this document is unauthorised. If you have received this document in error, ple ise telephone +61 2 9353 4000.
| 604 | page 1/2 | 15 July 2001 |
|---|---|---|
| Form 604Corporations Act 2001Section 671B | |||||
|---|---|---|---|---|---|
| Notice of change of interests of substantial holder | |||||
| To Company Name/Scheme | ABM Resources NL | ||||
| ACN/ARSN | 009 127 020 | ||||
| Details of substandal holder (1)ъ. | |||||
| Name | Firebird Global Master Fund Ltd ("Fund I") and FGS Advisors, LLC ("Advisor I"), (collectively, "Firebird I") | ||||
| ACN/ARSN (If applicable) | N/A | ||||
| There was a change in the interests of the | |||||
| substantial holder on | See Item Three | ||||
| The previous notice was given to the company on08/02/2007 | |||||
| The previous notice was dated | 07/02/2007 | ||||
| Previous and prosent voting power2. |
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a relevant intorest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice. | Present notice | ||
|---|---|---|---|---|
| Person's votes--- | ___Voling power (5) | Person's votes | Voling power (5) | |
| Fully paid ordinary shares | 55.710.704--- | –11.84% | 62,769.904 | 10.35% |
| -------------------------------------- | --- |
3. Changes in relevant Interests
Particulars of each change in, or change in the nature of, a relevant Interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Dale ol'change | Person whoserelevant intorestchanged | Nature ofchange (8) | Considerationgiven in relationto change $(7)$ | Class andnumber ofsecuritiesaffected | .Person's volesaffected |
|---|---|---|---|---|---|
| 17/07/2007 | lFirebīrd I | On market acquisition $195,975.00 | 1.000.000 | I1.000.000 | |
| 24/10/2008 | Firebird I | Acquired | 5471.424.00 | 31.271.876 | 31.271.876 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterestш. | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (e) | Class andnumber ofsecurilles | Person's votes |
|---|---|---|---|---|---|
| Fund i | Chigroup Pty Lid | lFund I | lOwner of shares | 02,769,904 | 62,789,904 |
| Advlsor I | Ciligroup Pty Ltd | lFund I | lAdvisor of Fund 1 | 62,769,904 | 62,769,904 |
$\sim$ $\sim$
604 page 2/2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (ifapplicable)------- | -------Nature of association. |
|---|---|
| Yo Changes | ____---------- |
| -------- | -------- |
6. Addresses
The addresses of persons named in this form are as follows:
| Name---- | __Address |
|---|---|
| lFund i | 1 Capital Place, PO Box 847, Grand Cayman, Cayman Islands |
| Advisor | 1152 West 57th Street, Level 24, New York, NY, 10019, USA. . |
Signature
capacity Director print name date $\sigma$ 6 sian here ZOOS
DIRECTIONS
- if there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$
- $\langle 2 \rangle$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the tolal votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- any relevant agreement or other circumatances because of which the change in relevant interest occurred. If subsection 871B(4) applies, a copy $(a)$ of any determination of the terms of any relevant agreement, and a statement by the person giving full and accurate originally of any contract, of any contract, of any contract, of any contract, of any contract, and contra
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voling powers or disposal of thesecurities to which the relevant interest relates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,become entitled to receive in refallon to that acquisition. Details m $\sigma$ are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest anses because of an option) write "unknown". (5)
- $(9)$ Give details, if appropriate, of the present association and any change in that ossociation since the last substantial holding notice,
Knowledge\10000677.1
005 page 1/2 15 July 2001
| Form 605Corporations Act 2001Section 671B | |||||||
|---|---|---|---|---|---|---|---|
| Notice of ceasing to be a substantial holder | |||||||
| To Company Name/Scheme | ABM Resources NL | ||||||
| ACN/ARSN | 009 127 020 | ||||||
| 1. Details of substantial holder (1) | |||||||
| Name | Firebird Grobal Master Fund II (Fund II), FG2 Advisors, LLC (Advisor II), (collectively, "Firebird II") | ||||||
| ACN/ARSN (if applicable) | N/A | ||||||
| The holder ceased to be a | |||||||
| substantial holder on | 24/10/2008 | ||||||
| The previous notice was dated | The previous notice was given to the company on | 08/02/200707/02/2007 | |||||
| 2. Changes in relevant interests | |||||||
| Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting socurities of the company orscheme, aince the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows⊙ | |||||||
| Date of | Person whoserelevant interest | Nature of | Considerationalver in rolation | Class (6) andnumber of | Person's votes |
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (4) | Considerationgiven in relationto change $(5)$ | ciass (o) andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| 24/10/2008 | Firabiro II | Disposal of Securities $471,424.00 | 31.271.876 | [31, 271, 876] | |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if epplicable)--------$-$---- | __Nature of association |
|---|---|
| No Changes_ | __ |
| -- |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| lFund II | 11 Capital Place, PO Box 647, Grand Cayman, Cayman Islands |
| Advisor I | 152 West 57th Street, Level 24, New York, NY, 10019, USA |
Signature
| alure | ||
|---|---|---|
| print name | Harvey sawikin$\frac{1}{2}$ $\frac{1}{2}$ $\frac{1}{2}$ | capacity D irector |
| sign here | date70%06 | |
| ٠ | ||
Knowledge\10004778.1
805 page 2/2 15 July 2001
DIRECTIONS
- If there are a number of substantial holders with similar or related memory tenses (eg. a corporation and its related corporations, or the manager andInterest of an equity trust), the names could be included in an annextr $(1)$
- $(2)$ See the definition of "relevant Interest" in sections 608 and 671B(7) of the Corporalions Act 2001.
- $(3)$ See the definition of "associate" in aection 9 of the Corporations Act 2001.
- $(4)$ Include delails of:
- any relevent agreemont or other circumstances because of which the change in relevant interest occurred. If subtection 6718(4) applies, a copyof any document setting out the terms of any relevant agreemont, and a statemen $(a)$
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of thesecurities io which the relevant intorest relates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, ormay, become entitled to receive in relation to that acquisition. Detaila $(5)$
The voting shares of a company constitute one class unless divided into separate classes. $(6)$
$(7)$ Give details, if appropriate, of the present association and any change in that association since the lest substantial holding hotice.