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PROCEPT BioRobotics Corp — Director's Dealing 2021
Sep 15, 2021
31665_dirs_2021-09-14_13cfd8a8-9662-4fa8-a57a-2adff72001cc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PROCEPT BioRobotics Corp (PRCT)
CIK: 0001588978
Period of Report: 2021-09-14
Reporting Person: Zadno Reza (Director, President, CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52631 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series F Convertible Preferred Stock | $ | Common Stock (3394.0) | Direct | ||
| Stock Option (Right to Buy) | $4.37 | 2030-02-20 | Common Stock (1318258.0) | Direct | |
| Stock Option (Right to Buy) | $5.1775 | 2020-08-10 | Common Stock (254477.0) | Direct | |
| Stock Option (Right to Buy) | $7.2675 | 2031-06-22 | Common Stock (172630.0) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock , Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") will convert automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.
F2: The Stock option was granted on February 20, 2020 and vests 25% on the anniversary of the vesting commencement date of February 1, 2020 and the remaining shares vest on each monthly anniversary over a 3 year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.
F3: The Stock option was granted on August 10, 2020 and vests 12.5% on the 6 month anniversary of the vesting commencement date of August 1, 2020 and the remaining shares vest on each monthly anniversary over a 3.5 year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date.
F4: The Stock option was granted on June 22, 2021 and vests 25% on the sixth month anniversary of the vesting commencement date of June 22, 2021 and the reaming shares vest on each monthly anniversary over a 4 year period thereafter, subject continued employment or service to the Issuer through the applicable vesting date