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PROCEPT BioRobotics Corp — Director's Dealing 2021
Sep 15, 2021
31665_dirs_2021-09-14_8332acdc-f744-4bab-96d5-279f24cc5e8f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PROCEPT BioRobotics Corp (PRCT)
CIK: 0001588978
Period of Report: 2021-09-14
Reporting Person: Desai Antal Rohit (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 697752 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Convertible Preferred Stock | $ | Common Stock (35220.0) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (7284.0) | Direct | ||
| Series F Convertible Preferred Stock | $ | Common Stock (7468.0) | Direct | ||
| Series G Convertible Preferred Stock | $ | Common Stock (2668.0) | Direct | ||
| Stock Option (Right to Buy) | $1.33 | 2025-09-18 | Common Stock (26749.0) | Direct | |
| Stock Option (Right to Buy) | $4.5125 | 2028-04-26 | Common Stock (26315.0) | Direct | |
| Series D Convertible Preferred Stock | $ | Common Stock (39164.0) | Indirect | ||
| Series E Convertible Preferred Stock | $ | Common Stock (9104.0) | Indirect | ||
| Series G Convertible Preferred Stock | $ | Common Stock (1249.0) | Indirect | ||
| Series D Convertible Preferred Stock | $ | Common Stock (4712969.0) | Indirect | ||
| Series E Convertible Preferred Stock | $ | Common Stock (3038934.0) | Indirect | ||
| Series F Convertible Preferred Stock | $ | Common Stock (2060802.0) | Indirect | ||
| Series G Convertible Preferred Stock | $ | Common Stock (272205.0) | Indirect |
Footnotes
F1: Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai, Jr. disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein.
F2: Each share of Series A Preferred Stock , Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock (collectively, the "Preferred Stock") will convert automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares have no expiration date.
F3: The option is fully vested and exercisable.
F4: The Stock option was granted on April 26, 2018 and vests on each monthly anniversary of the grant date over a 4 year period, subject continued employment or service to the Issuer through the applicable vesting date.