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PROCEPT BioRobotics Corp Director's Dealing 2021

Sep 22, 2021

31665_dirs_2021-09-21_a4129081-ace6-47d5-8f30-893f8a6b5b0e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PROCEPT BioRobotics Corp (PRCT)
CIK: 0001588978
Period of Report: 2021-09-17

Reporting Person: CPMG Inc (10% Owner)
Reporting Person: McGaughy R Kent Jr (10% Owner)
Reporting Person: White Tailed Ptarmigan, LP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-17 Common Stock C 10084910 Acquired 10782662 Indirect
2021-09-17 Common Stock P 440000 $25 Acquired 11222662 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-17 Series D Convertible Preferred Stock $ C 4712969 Disposed Common Stock (4712969.0) Indirect
2021-09-17 Series E Convertible Preferred Stock $ C 3038934 Disposed Common Stock (3038934.0) Indirect
2021-09-17 Series F Convertible Preferred Stock $ C 2060802 Disposed Common Stock (2060802.0) Indirect
2021-09-17 Series G Convertible Preferred Stock $ C 272205 Disposed Common Stock (272205.0) Indirect

Footnotes

F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.

F2: CPMG, Inc. is the general partner of White Tailed Ptarmigan, LP and has voting and investment control over the shares beneficially owned by White Tailed Ptarmigan, LP. Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Each of Mr. Desai and Mr. McGaughy, Jr. disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. Antal Desai is separately reporting his deemed indirect ownership of the shares held by White Tailed Ptarmigan, LP.

F3: Represents a purchase in the Issuer's public offering.