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PROCEPT BioRobotics Corp Director's Dealing 2021

Sep 22, 2021

31665_dirs_2021-09-21_80a985d0-a922-4c32-897a-8d6801abfe9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PROCEPT BioRobotics Corp (PRCT)
CIK: 0001588978
Period of Report: 2021-09-17

Reporting Person: Desai Antal Rohit (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-17 Common Stock C 49517 Acquired 49517 Indirect
2021-09-17 Common Stock C 10084910 Acquired 10782662 Indirect
2021-09-17 Common Stock P 440000 $25 Acquired 11222662 Indirect
2021-09-17 Common Stock C 52640 Acquired 52640 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-17 Series C Convertible Preferred Stock $ C 35220 Disposed Common Stock (35220.0) Direct
2021-09-17 Series E Convertible Preferred Stock $ C 7284 Disposed Common Stock (7284.0) Direct
2021-09-17 Series F Convertible Preferred Stock $ C 7468 Disposed Common Stock (7468.0) Direct
2021-09-17 Series G Convertible Preferred Stock $ C 2668 Disposed Common Stock (2668.0) Direct
2021-09-17 Series D Convertible Preferred Stock $ C 39164 Disposed Common Stock (39164.0) Indirect
2021-09-17 Series E Convertible Preferred Stock $ C 9104 Disposed Common Stock (9104.0) Indirect
2021-09-17 Series G Convertible Preferred Stock $ C 1249 Disposed Common Stock (1249.0) Indirect
2021-09-17 Series D Convertible Preferred Stock $ C 4712969 Disposed Common Stock (4712969.0) Indirect
2021-09-17 Series E Convertible Preferred Stock $ C 3038934 Disposed Common Stock (3038934.0) Indirect
2021-09-17 Series F Convertible Preferred Stock $ C 2060802 Disposed Common Stock (2060802.0) Indirect
2021-09-17 Series G Convertible Preferred Stock $ C 272205 Disposed Common Stock (272205.0) Indirect

Footnotes

F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.

F2: Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein.

F3: Represents a purchase in the Issuer's public offering.