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PROCEPT BioRobotics Corp — Director's Dealing 2021
Sep 22, 2021
31665_dirs_2021-09-21_80a985d0-a922-4c32-897a-8d6801abfe9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROCEPT BioRobotics Corp (PRCT)
CIK: 0001588978
Period of Report: 2021-09-17
Reporting Person: Desai Antal Rohit (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-17 | Common Stock | C | 49517 | — | Acquired | 49517 | Indirect |
| 2021-09-17 | Common Stock | C | 10084910 | — | Acquired | 10782662 | Indirect |
| 2021-09-17 | Common Stock | P | 440000 | $25 | Acquired | 11222662 | Indirect |
| 2021-09-17 | Common Stock | C | 52640 | — | Acquired | 52640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-17 | Series C Convertible Preferred Stock | $ | C | 35220 | Disposed | Common Stock (35220.0) | Direct | |
| 2021-09-17 | Series E Convertible Preferred Stock | $ | C | 7284 | Disposed | Common Stock (7284.0) | Direct | |
| 2021-09-17 | Series F Convertible Preferred Stock | $ | C | 7468 | Disposed | Common Stock (7468.0) | Direct | |
| 2021-09-17 | Series G Convertible Preferred Stock | $ | C | 2668 | Disposed | Common Stock (2668.0) | Direct | |
| 2021-09-17 | Series D Convertible Preferred Stock | $ | C | 39164 | Disposed | Common Stock (39164.0) | Indirect | |
| 2021-09-17 | Series E Convertible Preferred Stock | $ | C | 9104 | Disposed | Common Stock (9104.0) | Indirect | |
| 2021-09-17 | Series G Convertible Preferred Stock | $ | C | 1249 | Disposed | Common Stock (1249.0) | Indirect | |
| 2021-09-17 | Series D Convertible Preferred Stock | $ | C | 4712969 | Disposed | Common Stock (4712969.0) | Indirect | |
| 2021-09-17 | Series E Convertible Preferred Stock | $ | C | 3038934 | Disposed | Common Stock (3038934.0) | Indirect | |
| 2021-09-17 | Series F Convertible Preferred Stock | $ | C | 2060802 | Disposed | Common Stock (2060802.0) | Indirect | |
| 2021-09-17 | Series G Convertible Preferred Stock | $ | C | 272205 | Disposed | Common Stock (272205.0) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date.
F2: Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein.
F3: Represents a purchase in the Issuer's public offering.