PRO DEX INC — Director's Dealing 2020

Jul 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2020-07-16

Reporting Person: Van Kirk Richard Lee Jr (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-01	Common Stock	J	221	$11.76	Acquired	28818	Direct
2020-01-30	Common Stock	J	360	$14.43	Acquired	29178	Direct
2020-07-16	Common Stock	A	14800	—	Acquired	43978	Direct
2020-07-16	Common Stock	F	5109	$18.05	Disposed	38869	Direct

Footnotes

F1: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).

F2: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.

F3: Represents shares withheld to satisfy tax withholding obligations of the reporting person.