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PRO DEX INC — Director's Dealing 2018
Jul 2, 2018
34130_dirs_2018-07-02_8a5f4e51-c1d7-4bbd-b45f-994ee94067b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2018-07-01
Reporting Person: Charlton Alisha (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-01 | Common Stock | J | 653 | $1.99 | Acquired | 653 | Direct |
| 2016-01-30 | Common Stock | J | 662 | $1.9635 | Acquired | 1315 | Direct |
| 2016-08-04 | Common Stock | J | 264 | $4.9115 | Acquired | 1579 | Direct |
| 2017-02-02 | Common Stock | J | 286 | $4.53 | Acquired | 1865 | Direct |
| 2017-08-03 | Common Stock | J | 249 | $5.21 | Acquired | 2114 | Direct |
| 2018-02-01 | Common Stock | J | 219 | $5.93 | Acquired | 2333 | Direct |
| 2018-07-01 | Common Stock | A | 7300 | — | Acquired | 9633 | Direct |
| 2018-07-01 | Common Stock | F | 2741 | $6.65 | Disposed | 6892 | Direct |
Footnotes
F1: These purchases were made pursuant to an Employee Stock Purchase Plan in exempt transactions pursuant to Rule 16b-3(c) and Rule 16b-3(d).
F2: Represents shares issued under a performance award agreement granted to the reporting person on December 5, 2017, pursuant to the Pro-Dex, Inc. 2016 Equity Incentive Plan.
F3: Represents shares withheld to satisfy tax withholding obligations of the reporting person.
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