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PRO DEX INC Director's Dealing 2017

May 17, 2017

34130_dirs_2017-05-17_9bd01b67-6c24-4c7f-9748-88c3a8c707a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2016-08-04

Reporting Person: Van Kirk Richard Lee Jr (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-04 Common Stock - ESPP J 198 $4.9115 Acquired 18157 Direct
2017-02-02 Common Stock - ESPP J 573 $4.53 Acquired 18730 Direct
2017-05-16 Common Stock M 3334 $4.38 Acquired 22064 Direct
2017-05-16 Common Stock F 2394 $6.10 Disposed 19700 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-16 Employee Stock Option (Right to Buy) $4.38 M 3334 Disposed 2017-05-18 Common Stock (3334) Direct

Footnotes

F1: These purchases were made pursuant to an Employee Stock Purchase Plan under Section 423 in exempt transactions pursuant to Rule 16b-3.

F2: Reflects 2,394 shares withheld by the Issuer at the market price of $6.10 per share less an exercise price of $4.38 per share to fund the cashless exercise of 3,334 options.

F3: Stock options under the Issuer's Second Amended and Restated 2004 Employee Stock Option Plan. The option shares are fully vested.