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PRO DEX INC — Director's Dealing 2015
Sep 16, 2015
34130_dirs_2015-09-15_b40d752d-be6e-4234-ac08-ce73a5b3e879.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2015-09-11
Reporting Person: Swenson Nicholas John (Director)
Reporting Person: AO Partners I, LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-11 | Common Stock | L | 200 | $2.29 | Acquired | 21351 | Direct |
| 2015-09-11 | Common Stock | L | 400 | $2.26 | Acquired | 21751 | Direct |
| 2015-09-11 | Common Stock | L | 200 | $2.27 | Acquired | 21951 | Direct |
| 2015-09-11 | Common Stock | L | 100 | $2.28 | Acquired | 22051 | Direct |
| 2015-09-11 | Common Stock | L | 3000 | $2.30 | Acquired | 25051 | Direct |
| 2015-09-14 | Common Stock | P | 7300 | $2.30 | Acquired | 32351 | Direct |
| 2015-09-15 | Common Stock | P | 15237 | $2.30 | Acquired | 47588 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1037984 | Indirect |
Footnotes
F1: The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.
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