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PRO DEX INC — Director's Dealing 2013
Apr 29, 2013
34130_dirs_2013-04-29_b44fecd9-fc71-4e48-8b6a-a47ea15f74c7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2013-04-23
Reporting Person: Van Kirk Richard Lee Jr (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $7.65 | 2016-01-06 | Common Stock (8334) | Direct | |
| Employee Stock Options (Right to Buy) | $4.38 | 2017-05-18 | Common Stock (3334) | Direct | |
| Employee Stock Options (Right to Buy) | $1.97 | 2020-10-07 | Common Stock (20000) | Direct | |
| Employee Stock Options (Right to Buy) | $1.80 | 2021-09-12 | Common Stock (25000) | Direct | |
| Employee Stock Options (Right to Buy) | $1.73 | 2022-09-11 | Common Stock (5000) | Direct |
Footnotes
F1: Restricted stock subject to annual vesting. The first installment of 1,667 shares will vest on September 11, 2013; the second installment of 1,666 shares will vest on September 11, 2014; and the third and final installment of 1,667 shares will vest on September 11, 2015.
F2: The option vested in equal quarterly installments of 521 shares over a four year period, with the first installment vesting on April 6, 2006, and the last installment vesting on January 6, 2010.
F3: The option vested in alternating quarterly installments of 208 and 209 shares over a four year period, with the first installment vesting on August 18, 2007, and the last installment vesting on May 18, 2011.
F4: The option vests in alternating monthly installments of 556 and 555 shares over a three year period, with the first installment vesting on November 7, 2010, and the last installment vesting on October 7, 2013.
F5: The option vests in alternating monthly installments of 694 and 695 shares over a three year period, with the first installment vesting on October 12, 2011, and the last installment vesting on September 12, 2014.
F6: The option vests in three annual installments. The first installment of 1,667 shares will vest on September 11, 2013; the second installment of 1,666 shares will vest on September 11, 2014; and the third and final installment of 1,667 shares will vest on September 11, 2015.