AI assistant
PRO DEX INC — Director's Dealing 2012
Oct 3, 2012
34130_dirs_2012-10-03_59ae7dbc-e843-4f44-add0-6ae993e286e1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2012-09-14
Reporting Person: Swenson Nicholas John (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | L | 3362 | $1.698 | Acquired | 41874 | Indirect |
| 2012-09-18 | Common Stock | L | 300 | $1.69 | Acquired | 42174 | Indirect |
| 2012-09-20 | Common Stock | L | 386 | $1.69 | Acquired | 42560 | Indirect |
| 2012-10-01 | Common Stock | P | 2384 | $1.795 | Acquired | 44944 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 172271 | Indirect |
| Common Stock | 257506 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.69 to $1.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.72 to $1.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.