AI assistant
PRO DEX INC — Director's Dealing 2011
Nov 30, 2011
34130_dirs_2011-11-30_bd67b71e-0a7e-4fe6-bb52-f6755a956182.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRO DEX INC (PDEX)
CIK: 0000788920
Period of Report: 2011-11-28
Reporting Person: Swenson Nicholas John (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-28 | Common Stock | P | 41700 | $2.318 | Acquired | 386883 | Direct |
| 2011-11-29 | Common Stock | P | 4587 | $2.36 | Acquired | 391470 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.33, inclusive, on November 28, 2011. The reporting person undertakes to provide to Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.34 to $2.38, inclusive, on November 29, 2011. The reporting person undertakes to provide to Pro-Dex, Inc., any security holder of Pro-Dex, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.