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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2021
Mar 10, 2021
30322_dirs_2021-03-09_0a1da94b-2b99-4056-b503-e5f4e37a3c75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2021-03-05
Reporting Person: Friedrich Amy Christine (President - USIS)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Employee Stock Option (Right to Buy) | $58.68 | A | 45265 | Acquired | 2031-03-05 | Common Stock (45265) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 34739 | Direct |
| Common Stock | 2659 | Indirect |
Footnotes
F1: Includes 6,651 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F2: The option vests in three equal annual installments beginning March 5, 2022.
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