PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2021

Aug 11, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2021-08-02

Reporting Person: Cheong Wee Yee (EVP, Principal Asia)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	41652	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (Right to Buy)	$51.73	2030-02-24	Common Stock (22030)		Direct
Employee Stock Option (Right to Buy)	$58.63	2031-03-05	Common Stock (25650)		Direct

Footnotes

F1: Includes 1,897 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

F2: Includes 10,226 restricted stock units.

F3: The option vests in three equal annual installments beginning February 24, 2021.

F4: The option vests in three equal annual installments beginning March 5, 2022.