PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2019

Oct 1, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2019-09-27

Reporting Person: SCHOLTEN GARY P (EVP & Ch Info Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-27	Phantom Stock Units	$	A	13.2	Acquired		Common Stock (13.2)	Direct

Footnotes

F1: The units convert to common stock on a one-for-one basis.

F2: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.