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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2017
Feb 13, 2017
30322_dirs_2017-02-13_d9682c83-2de1-48d5-9164-2171c23e5862.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2017-02-09
Reporting Person: STRABLE-SOETHOUT DEANNA D (President - US Ins. Solutions)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-09 | Common Stock | M | 1406 | $11.07 | Acquired | 38254 | Indirect |
| 2017-02-09 | Common Stock | S | 1406 | $60.00 | Disposed | 36848 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-09 | Employee Stock Option (Right to Buy) | $11.07 | M | 1406 | Disposed | 2019-02-24 | Common Stock (1406) | Indirect |
Footnotes
F1: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.
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