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PRINCIPAL FINANCIAL GROUP INC Director's Dealing 2014

Aug 27, 2014

30322_dirs_2014-08-27_d629aa5a-a85a-487c-9259-d51279830e99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2014-08-26

Reporting Person: Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-26 Common Stock M 20575 $49.25 Acquired 129604 Direct
2014-08-26 Common Stock S 20575 $54.00 Disposed 109029 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-26 Employee Stock Option (Right to Buy) $49.25 M 20575 Disposed 2016-02-27 Common Stock (20575) Direct

Footnotes

F1: Pursuant to a 10b5-1 trading plan adopted by the reporting person on June 2, 2014.

F2: Includes 1,043 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.