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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2014
Aug 27, 2014
30322_dirs_2014-08-27_d629aa5a-a85a-487c-9259-d51279830e99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2014-08-26
Reporting Person: Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-26 | Common Stock | M | 20575 | $49.25 | Acquired | 129604 | Direct |
| 2014-08-26 | Common Stock | S | 20575 | $54.00 | Disposed | 109029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-26 | Employee Stock Option (Right to Buy) | $49.25 | M | 20575 | Disposed | 2016-02-27 | Common Stock (20575) | Direct |
Footnotes
F1: Pursuant to a 10b5-1 trading plan adopted by the reporting person on June 2, 2014.
F2: Includes 1,043 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
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