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PRINCIPAL FINANCIAL GROUP INC Director's Dealing 2012

Apr 3, 2012

30322_dirs_2012-04-03_e0c5ef71-a66b-4375-9056-8feef9e67af4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2012-03-30

Reporting Person: SCHOLTEN GARY P (Sr VP & Ch Info Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-30 Common Stock A 16 Acquired 25162 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-03-30 Phantom Stock Units $ A 6.7 Acquired Common Stock (6.7) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 561 Indirect
Common Stock 192 Indirect

Footnotes

F1: Grant of restricted stock units.

F2: Includes 6,983 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

F3: Security converts to common stock on a one-for-one basis.

F4: The reported phantom stock units were acquired pursuant to the Principal Select Savings Excess Plan and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement or other termination of service.