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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2012
Feb 29, 2012
30322_dirs_2012-02-29_9ef61fa8-4ac3-4495-9eba-c15489879c28.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2012-02-27
Reporting Person: SCHOLTEN GARY P (Sr VP & Ch Info Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-27 | Common Stock | F | 3168 | $27.46 | Disposed | 25104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-27 | Employee Stock Option (Right to Buy) | $27.46 | A | 21950 | Acquired | 2022-02-27 | Common Stock (21950) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 563 | Indirect |
| Common Stock | 192 | Indirect |
Footnotes
F1: Represents shares reacquired to satisfy tax withholding obligations in connection with the vesting of 9,760 shares of restricted stock units granted to the reporting person on February 24, 2009.
F2: Includes 6,941 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3: The option vests in three equal annual installments beginning February 27, 2013.
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