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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2012
Feb 3, 2012
30322_dirs_2012-02-03_f3535c39-56b1-44d4-85e2-9b0e31e939c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2012-02-01
Reporting Person: Houston Daniel Joseph (Pres.-Ret., Ins. & Fin. Svcs.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | Common Stock | M | 13515 | $27.48 | Acquired | 121121 | Direct |
| 2012-02-01 | Common Stock | S | 13515 | $28.00 | Disposed | 107506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-01 | Employee Stock Option (right to buy) | $27.48 | M | 13515 | Disposed | 2012-04-29 | Common Stock (13515) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2586 | Indirect |
Footnotes
F1: Pursuant to a 10b5-1 plan adopted November 19, 2010, and amended November 22, 2011.
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