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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2012
Sep 18, 2012
30322_dirs_2012-09-18_381ec4a8-e33e-4420-9efc-ed5780a3c2b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2012-09-14
Reporting Person: FERRO DENNIS H (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | Phantom Stock Units | $ | A | 171.5 | Acquired | Common Stock (171.5) | Direct |
Footnotes
F1: The units convert to common stock on a one-for-one basis.
F2: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.
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