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PRINCIPAL FINANCIAL GROUP INC — Director's Dealing 2012
Feb 21, 2012
30322_dirs_2012-02-21_1888eaf0-8116-402d-901c-c2a3914479ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
CIK: 0001126328
Period of Report: 2012-02-17
Reporting Person: MCCAUGHAN JAMES P (President - Global Asset Mgmt.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-17 | Common Stock | M | 6586 | $27.48 | Acquired | 157455 | Direct |
| 2012-02-17 | Common Stock | S | 6586 | $27.52 | Disposed | 150869 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-17 | Employee Stock Option (right to buy) | $27.48 | M | 6586 | Acquired | 2012-04-29 | Common Stock (6586) | Direct |
Footnotes
F1: Pursuant to a 10b5-1 plan adopted February 19, 2011.
F2: Includes 5,815 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
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