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Primis Financial Corp. — Director's Dealing 2020
Nov 19, 2020
33458_dirs_2020-11-19_385a8ef1-7eb7-42e6-af4d-9c7670821230.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2020-11-17
Reporting Person: CASTLE CREEK CAPITAL PARTNERS IV, LP (10% Owner)
Reporting Person: Castle Creek Capital IV LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | Common Stock | S | 469000 | $11.06 | Disposed | 2225876 | Direct |
Footnotes
F1: The reported price is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.82, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: These securities are directly held by Castle Creek Capital Partners IV, LP ("Fund IV"). Castle Creek Capital IV LLC is the sole general partner of Fund IV. Castle Creek Capital IV LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital IV LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.