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Primis Financial Corp. — Director's Dealing 2018
Jan 16, 2018
33458_dirs_2018-01-16_25cbe160-d202-47c4-8e07-60db658d8ce3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (Sona)
CIK: 0001325670
Period of Report: 2018-01-11
Reporting Person: Baker Thomas Preston (Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-11 | Southern National Bancorp of Virginia Common Stock | P | 2000 | $9.2 | Acquired | 24000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-11 | Employee Stock Option (Right to Buy) | $9.2 | P | 2000 | Disposed | 2018-01-22 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 721 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 4418 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (2000) | 2000 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (2000) | 4000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (3000) | 7000 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (15000) | 22000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (5000) | 27000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (5000) | 32000 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (5000) | 37000 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (4000) | 41000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (5000) | 46000 | Direct |
Footnotes
F1: These options are exercisable as follows: 1000 on 6/21/2014, 1000 on 6/21/2015, 1000 on 6/21/2016, 1000 on 6/21/2017, 1000 on 6/21/2018
F2: These options are exercisable as follows: 1000 on 7/22/2015, 1000 on 7/22/2016, 1000 on 7/22/2017, 1000 on 7/22/2018, 1000 on 7/22/2019
F3: These options are exercisable as follows: 800 on 6/19/2016, 800 on 6/19/2017, 800 on 6/19/2018, 800 on 6/19/2019, 800 on 6/19/2020
F4: These options are exercisable as follows: 1000 on 6/16/2017, 1000 on 6/16/2018, 1000 on 6/16/2019, 1000 on 6/16/2020, 1000 on 6/16/2021