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Primis Financial Corp. — Director's Dealing 2018
Jan 16, 2018
33458_dirs_2018-01-16_a4d1c827-3ffe-42d6-9f9f-52f452624d51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (Sona)
CIK: 0001325670
Period of Report: 2018-01-16
Reporting Person: LAGOS WILLIAM H (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-16 | Southern National Bancorp of Virginia Common Stock | P | 3500 | $9.2 | Acquired | 36657 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-16 | Employee Stock Option (Right to Buy) | $9.2 | P | 3500 | Disposed | 2018-01-23 | Common Stock (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 2795 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (2000) | 2000 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (2000) | 4000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (2500) | 6500 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (4000) | 10500 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (4000) | 14500 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (4000) | 18500 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (5000) | 23500 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (5500) | 29000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (6000) | 35000 | Direct |
Footnotes
F1: These options are exercisable as follows: 800 on 6/21/2014, 800 on 6/21/2015, 800 on 6/21/2016, 800 on 6/21/2017, 800 on 6/21/2018
F2: These options are exercisable as follows: 1000 on 7/22/2015, 1000 on 7/22/2016, 1000 on 7/22/2017, 1000 on 7/22/2018, 1000 on 7/22/2019
F3: These options are exercisable as follows: 1100 on 6/19/2016, 1100 on 6/19/2017, 1100 on 6/19/2018, 1100 on 6/19/2019, 1100 on 6/19/2020
F4: These options are exercisable as follows: 1200 on 6/16/2017, 1200 on 6/16/2018, 1200 on 6/16/2019, 1200 on 6/16/2020, 1200 on 6/16/2021