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Primis Financial Corp. — Director's Dealing 2018
Feb 2, 2018
33458_dirs_2018-02-02_e6a0b93d-7dae-47f8-8711-d36a88d5b8aa.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (Sona)
CIK: 0001325670
Period of Report: 2017-12-31
Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (Vice Chairman of the Board)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 402124 | Direct |
| Southern National Bancorp of Virginia Common Stock | 750 | Direct |
| Southern National Bancorp of Virginia Common Stock | 105375 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 45235 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 15137 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (22000) | 22000 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (10000) | 32000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 42000 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (40000) | 82000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 122000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (40000) | 162000 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (48000) | 210000 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (48000) | 258000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (48000) | 306000 | Direct |
Footnotes
F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F2: These shares are owned by Georgia S. Derrico.
F3: These shares are held in an IRA owned by Georgia S. Derrico.
F4: These shares are held in an IRA owned by R. Roderick Porter.
F5: These shares are held in a 401k plan as follows: 7542 by Georgia S. Derrico and 7595 by R. Roderick Porter.
F6: These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter.
F7: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
F8: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
F9: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F10: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F11: These options are exercisable as follows: 8000 on 6/21/2014, 8000 on 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018.
F12: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F13: These options are exercisable as follows: 9600 on 7/22/2015, 9600 on 7/22/2016, 9600 on 7/22/2017, 9600 on 7/22/2018, 9600 on 7/22/2019.
F14: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter.
F15: These options are exercisable as follows: 9600 on 6/19/2016, 9600 on 6/19/2017, 9600 on 6/19/2018, 9600 on 6/19/2019, 9600 on 6/19/2020.
F16: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter.
F17: These options are exercisable as follows: 9600 on 6/16/2017, 9600 on 6/16/2018, 9600 on 6/16/2019, 9600 on 6/16/2020, 9600 on 6/16/2021.
F18: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter.