AI assistant
Primis Financial Corp. — Director's Dealing 2018
Feb 28, 2018
33458_dirs_2018-02-28_75045a71-0ec0-45ff-b3f6-af413a2a0ce1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2018-02-26
Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (Vice Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-26 | Southern National Bancorp of Virginia Common Stock | P | 22000 | $5.5 | Acquired | 424124 | Direct |
| 2018-02-26 | Southern National Bancorp of Virginia Common Stock | P | 10000 | $8.02 | Acquired | 434124 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-26 | Employee Stock Option (Right to Buy) | $5.5 | P | 22000 | Disposed | 2019-01-27 | Common Stock (22000) | Direct |
| 2018-02-26 | Employee Stock Option (Right to Buy) | $8.02 | P | 10000 | Disposed | 2019-07-29 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 750 | Direct |
| Southern National Bancorp of Virginia Common Stock | 105375 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 45235 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 15137 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (40000) | 50000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 90000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (40000) | 130000 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (48000) | 178000 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (48000) | 226000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (48000) | 274000 | Direct |
Footnotes
F1: These shares are owned jointly. R. Roderick Porter and Georgia S. Derrico are married.
F2: These shares are owned by Georgia S. Derrico.
F3: These shares are held in an IRA owned by Georgia S. Derrico.
F4: These shares are held in an IRA owned by R. Roderick Porter.
F5: These shares are held in a 401k plan as follows: 7542 by Georgia S. Derrico and 7595 by R. Roderick Porter.
F6: These options are owned as follows: 11000 by R. Roderick Porter and 11000 by Georgia S. Derrico.
F7: These options are owned as follows: 5000 by R. Roderick Porter and 5000 by Georgia S. Derrico
F8: These options are owned as follows: 5000 by R. Roderick Porter and 5000 by Georgia S. Derrico
F9: These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico.
F10: These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico
F11: These options are owned as follows: 20000 by R. Roderick Porter and 20000 by Georgia S. Derrico
F12: These options are owned as follows: 24000 by R. Roderick Porter and 24000 by Georgia S. Derrico.
F13: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter.
F14: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter