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Primis Financial Corp. — Director's Dealing 2018
Apr 4, 2018
33458_dirs_2018-04-03_edd28066-9cb3-466c-8cd6-53f460505bc8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2018-04-02
Reporting Person: DERRICO GEORGIA S (Director, Executive Chairman)
Reporting Person: PORTER R RODERICK (Director, Executive Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-02 | Common Stock | A | 20000 | — | Acquired | 454124 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 750 | Direct |
| Common Stock | 105375 | Indirect |
| Common Stock | 45235 | Indirect |
| Common Stock | 15137 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Option (Right to Buy) | $7.20 | 2021-03-21 | Common Stock (40000) | 50000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 90000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (40000) | 130000 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (48000) | 178000 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (48000) | 226000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (48000) | 274000 | Direct |
Footnotes
F1: Award of restricted stock which vests in five annual installments beginning March 31, 2019. Georgia S. Derrico 10,000 shares and R. Roderick Porter 10,000 shares.
F2: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F3: These shares are owned by Georgia S. Derrico.
F4: These shares are held in an IRA owned by Georgia S. Derrico.
F5: These share are held in an IRA owned by R. Roderick Porter.
F6: These shares are held in a 401K plan as follows: 7,542 by Georgia S. Derrico and 7,595 by R. Roderick Porter.
F7: These options are owned as follows: 5,000 by Georgia S. Derrico and 5,000 by R. Roderick Porter.
F8: These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter.
F9: These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter.
F10: These options are owned as follows: 20,000 by Georgia S. Derrico and 20,000 by R. Roderick Porter.
F11: These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter.
F12: These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter.
F13: These options are owned as follows: 24,000 by Georgia S. Derrico and 24,000 by R. Roderick Porter.