Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Primis Financial Corp. Director's Dealing 2017

Jun 26, 2017

33458_dirs_2017-06-26_935e45b6-d353-44e2-be82-2de7b9149473.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2017-06-23

Reporting Person: CASTLE CREEK CAPITAL PARTNERS IV, LP (10% Owner)
Reporting Person: Castle Creek Capital IV LLC (10% Owner)
Reporting Person: EGGEMEYER JOHN M III (10% Owner)
Reporting Person: THOMAS J MIKESELL (10% Owner)
Reporting Person: MERLO MARK G (10% Owner)
Reporting Person: Pietrzak John (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Southern National Bancorp of Virginia Common Stock 3225876 Direct

Footnotes

F1: These securities are directly held by Castle Creek Capital Partners IV, LP ("Fund IV"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital IV LLC, the sole general partner of Fund IV. Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.