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Primis Financial Corp. — Director's Dealing 2017
Dec 6, 2017
33458_dirs_2017-12-05_d44150fd-e74b-4a36-9945-8ace6b5618fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (Sona)
CIK: 0001325670
Period of Report: 2017-11-30
Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (Vice Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Southern National Bancorp of Virginia Common Stock | P | 10000 | $9.2 | Acquired | 388302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Employee Stock Option (Right to Buy) | $9.2 | P | 10000 | Disposed | 2018-01-23 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 750 | Direct |
| Southern National Bancorp of Virginia Common Stock | 105375 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 45235 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 13681 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (22000) | 32000 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (10000) | 42000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 52000 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (40000) | 92000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 132000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (40000) | 172000 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (48000) | 220000 | Direct |
| Employee Stock Option (Right to Buy) | $11.43 | 2025-06-19 | Common Stock (48000) | 268000 | Direct |
| Employee Stock Option (Right to Buy) | $11.99 | 2026-06-16 | Common Stock (48000) | 316000 | Direct |
Footnotes
F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F2: These shares are owned by Georgia S. Derrico.
F3: These shares are held in an IRA owned by Georgia S. Derrico
F4: These shares are held in an IRA owned by R. Roderick Porter
F5: These shares are held in a 401k plan as follows: 6814 by Georgia S. Derrico and 6867 by R. Roderick Porter
F6: These options are owned as follows: 10000 by Georgia S. Derrico
F7: These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter
F8: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter
F9: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter
F10: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter
F11: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter
F12: These options are exercisable as follows: 8000 on 6/21/2014, 8000 by 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018
F13: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter
F14: These options are exercisable as follows: 9600 on 7/22/2015, 9600 on 7/22/2016, 9600 on 7/22/2017, 9600 on 7/22/2018, 9600 on 7/22/2019
F15: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter
F16: These options are exercisable as follows: 9600 on 6/19/2016, 9600 on 6/19/2017, 9600 on 6/19/2018, 9600 on 6/19/2019, 9600 on 6/19/2020
F17: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter
F18: These options are exercisable as follows: 9600 on 6/16/2017, 9600 on 6/16/2018, 9600 on 6/16/2019, 9600 on 6/16/2020, 9600 on 6/16/2021
F19: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter