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Primis Financial Corp. Director's Dealing 2017

Dec 6, 2017

33458_dirs_2017-12-05_d44150fd-e74b-4a36-9945-8ace6b5618fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Southern National Bancorp of Virginia Inc (Sona)
CIK: 0001325670
Period of Report: 2017-11-30

Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (Vice Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Southern National Bancorp of Virginia Common Stock P 10000 $9.2 Acquired 388302 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-30 Employee Stock Option (Right to Buy) $9.2 P 10000 Disposed 2018-01-23 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Southern National Bancorp of Virginia Common Stock 750 Direct
Southern National Bancorp of Virginia Common Stock 105375 Indirect
Southern National Bancorp of Virginia Common Stock 45235 Indirect
Southern National Bancorp of Virginia Common Stock 13681 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $5.5 2019-01-27 Common Stock (22000) 32000 Direct
Employee Stock Option (Right to Buy) $8.02 2019-07-29 Common Stock (10000) 42000 Direct
Employee Stock Option (Right to Buy) $7.04 2020-07-27 Common Stock (10000) 52000 Direct
Employee Stock Option (Right to Buy) $7.2 2021-03-21 Common Stock (40000) 92000 Direct
Employee Stock Option (Right to Buy) $7.92 2022-12-05 Common Stock (40000) 132000 Direct
Employee Stock Option (Right to Buy) $9.14 2023-06-21 Common Stock (40000) 172000 Direct
Employee Stock Option (Right to Buy) $10.47 2024-07-22 Common Stock (48000) 220000 Direct
Employee Stock Option (Right to Buy) $11.43 2025-06-19 Common Stock (48000) 268000 Direct
Employee Stock Option (Right to Buy) $11.99 2026-06-16 Common Stock (48000) 316000 Direct

Footnotes

F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.

F2: These shares are owned by Georgia S. Derrico.

F3: These shares are held in an IRA owned by Georgia S. Derrico

F4: These shares are held in an IRA owned by R. Roderick Porter

F5: These shares are held in a 401k plan as follows: 6814 by Georgia S. Derrico and 6867 by R. Roderick Porter

F6: These options are owned as follows: 10000 by Georgia S. Derrico

F7: These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter

F8: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter

F9: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter

F10: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter

F11: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter

F12: These options are exercisable as follows: 8000 on 6/21/2014, 8000 by 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018

F13: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter

F14: These options are exercisable as follows: 9600 on 7/22/2015, 9600 on 7/22/2016, 9600 on 7/22/2017, 9600 on 7/22/2018, 9600 on 7/22/2019

F15: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter

F16: These options are exercisable as follows: 9600 on 6/19/2016, 9600 on 6/19/2017, 9600 on 6/19/2018, 9600 on 6/19/2019, 9600 on 6/19/2020

F17: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter

F18: These options are exercisable as follows: 9600 on 6/16/2017, 9600 on 6/16/2018, 9600 on 6/16/2019, 9600 on 6/16/2020, 9600 on 6/16/2021

F19: These options are owned as follows: 24000 by Georgia S. Derrico and 24000 by R. Roderick Porter