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Primis Financial Corp. — Director's Dealing 2015
Apr 16, 2015
33458_dirs_2015-04-16_495bc1c1-3ebc-4cff-a886-62c4c90b96e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2015-04-15
Reporting Person: STEVENS WILLIAM H (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-15 | Southern National Bancorp of Virginia Common Stock | P | 16500 | $9.09 | Acquired | 18071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-15 | Employee Stock option (Right to Buy) | $9.09 | P | 16500 | Disposed | 2015-04-14 | Common Stock (16500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 1492 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 1116 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.2 | 2018-01-22 | Common Stock (1500) | 1500 | Direct |
| Employee Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (1500) | 3000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (1500) | 4500 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (2500) | 7000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (2500) | 9500 | Direct |
| Employee Stock Option (Right to Buy) | $10.47 | 2024-07-22 | Common Stock (3000) | 12500 | Direct |
Footnotes
F1: These options are exercisable as follows: 300 on 1/23/2009, 300 on 1/23/2010, 300 on 1/23/2011, 300 on 1/23/2012, 300 on 1/23/2013.
F2: These options are exercisable as follows: 300 on 1/27/2010, 300 on 1/27/2011, 300 on 1/27/2012, 300 on 1/27/2013, 300 on 1/27/2014.
F3: These options are exercisable as follows: 300 on 7/27/2011, 300 on 7/27/2012, 300 on 7/27/2013, 300 on 7/27/2014, 300 on 7/27/2015.
F4: These options are exercisable as follows: 500 on 12/5/2013, 500 on 12/5/2014, 500 on 12/5/2015, 500 on 12/5/2016, 500 on 12/5/2017.
F5: These options are exercisable as follows: 500 on 6/21/2014, 500 on 6/21/2015, 500 on 6/21/2016, 500 on 6/21/2017, 500 on 6/21/2018.
F6: These options are exercisable as follows: 600 on 7/22/2015, 600 on 7/22/2016, 600 on 7/22/2017, 600 on 7/22/2018, 600 on 7/22/2019.