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Primis Financial Corp. — Director's Dealing 2014
Feb 10, 2014
33458_dirs_2014-02-10_b0bd5966-411d-4e41-92a8-a1f607d272ae.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2013-12-31
Reporting Person: Baker Thomas Preston (Chief Credit Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 721 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 2111 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.09 | 2015-11-17 | Common Stock (22000) | 22000 | Direct |
| Employee Stock Option (Right to Buy) | $9.2 | 2018-01-22 | Common Stock (2000) | 24000 | Direct |
| Employe Stock Option (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (2000) | 26000 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (2000) | 28000 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (3000) | 31000 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (15000) | 46000 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (5000) | 51000 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (5000) | 56000 | Direct |
Footnotes
F1: These options are exercisable as follows: 400 on 1/23/2009,400 on 1/23/2010,400 on 1/23/2011,400 on 1/23/2012,400 on 1/23/2013.
F2: These options are exercisable as follows: 400 on 1/27/2010,400 on 1/27/2011,400 on 1/27/2012,400 on 1/27/2013,400 on 1/27/2014.
F3: These options are exercisable as follows: 400 on 7/29/2010,400 on 7/29/2011,400 on 7/29/2012,400 on 7/29/2013,400 on 7/29/2014.
F4: These options are exercisable as follows: 600 on 7/27/2011,600 on 7/27/2012,600 on 7/27/2013,600 on 7/27/2014,600 on 7/27/2015.
F5: These options are exercisable as follows: 3000 on 3/21/2012,3000 on 3/21/2013,3000 on 3/21/2014,3000 on 3/21/2015,3000 on 3/21/2016.
F6: These options are exercisable as follows: 1000 on 12/5/2013,1000 on 12/5/2014,1000 on 12/5/2015,1000 on 12/5/2016,1000 on 12/5/2017.
F7: These options are exercisable as follows: 1000 on 6/21/2014,1000 on 6/21/2015,1000 on 6/21/2016,1000 on 6/21/2017,1000 on 6/21/2018.