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Primis Financial Corp. — Director's Dealing 2014
Jun 3, 2014
33458_dirs_2014-06-03_fee20868-5449-47ee-9bfd-d29824faa292.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2014-05-30
Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-30 | Southern National Bancorp of Virginia Common Stock | P | 120 | $10.4 | Acquired | 314459 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 750 | Direct |
| Southern National Bancorp of Virginia Common Stock | 88376 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 38535 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 9390 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (Right to Buy) | $9.09 | 2014-10-21 | Common Stock (16500) | 16500 | Direct |
| Employee Stock Option (Right to Buy) | $9.09 | 2015-04-04 | Common Stock (55000) | 55000 | Direct |
| Employee Stock Option (Right to Buy) | $9.09 | 2015-11-17 | Common Stock (5500) | 60500 | Direct |
| Employee Stock Option (Right to Buy) | $9.2 | 2018-01-23 | Common Stock (20000) | 80500 | Direct |
| Employee Stock (Right to Buy) | $5.5 | 2019-01-27 | Common Stock (22000) | 102500 | Direct |
| Employee Stock Option (Right to Buy) | $8.02 | 2019-07-29 | Common Stock (10000) | 112500 | Direct |
| Employee Stock Option (Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 122500 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (40000) | 162500 | Direct |
| Employee Stock Option (Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 202500 | Direct |
| Employee Stock Option (Right to Buy) | $9.14 | 2023-06-21 | Common Stock (40000) | 242500 | Direct |
Footnotes
F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F2: These shares are owned by Georgia S. Derrico.
F3: These shares are held in an IRA account by Georgia S. Derrico.
F4: These shares are held in an IRA account by R. Roderick Porter.
F5: These shares are held in a 401k plan as follows: 4682 by Georgia S. Derrico and 4708 by R.Roderick Porter.
F6: These warrants are owned as follows: 8250 by Georgia S. Derrico and 8250 by R. Roderick Porter.
F7: These options are owned as follows: 27500 by Georgia S. Derrico and 27500 by R. Roderick Porter.
F8: These options are owned as follows: 2750 by Georgia S. Derrico and 2750 by R. Roderick Porter.
F9: These options are exercisable as follows: 4000 on 1/23/2009, 4000 on 1/23/2010, 4000 on 1/23/2011, 4000 on 1/23/2012, 4000 on 1/23/2013
F10: These options are owned as follows: 10000 by Georgia S. Derrico and 10000 by R. Roderick Porter.
F11: These options are exercisable as follows: 4400 on 1/27/2010, 4400 on 1/27/2011, 4400 on 1/27/2012, 4400 on 1/27/2013, 4400 on 1/27/2014.
F12: These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter.
F13: These options are exercisable as follows: 2000 on 7/29/2010, 2000 on 7/29/2011, 2000 on 7/29/2012, 2000 on 7/29/2013, 2000 on 7/29/2014
F14: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
F15: These options are exercisable as follows: 2000 on 7/27/2011, 2000 on 7/27/2012, 2000 on 7/27/2013, 2000 on 7/27/2014, 2000 on 7/27/2015.
F16: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
F17: These options are exercisable as follows: 8000 on 3/21/2012, 8000 on 3/21/2013, 8000 on 3/21/2014, 8000 on 3/21/2015,8000 on 3/21/2016
F18: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F19: These options are exercisable as follows: 8000 on 12/5/2013, 8000 on 12/5/2014, 8000 on 12/5/2015, 8000 on 12/5/2016, 8000 on 12/5/2017.
F20: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F21: These options are exercisable as follows: 8000 on 6/21/2014, 8000 on 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018.
F22: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter