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Primis Financial Corp. — Director's Dealing 2013
Feb 8, 2013
33458_dirs_2013-02-08_e6191825-7b98-43c4-8045-ada6e5e9454c.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2012-12-31
Reporting Person: DERRICO GEORGIA S (Chairman of the Board)
Reporting Person: PORTER R RODERICK (President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 312250 | Direct |
| Southern National Bancorp of Virginia Common Stock | 86376 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 35844 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 8133 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants(Right to Buy) | $9.09 | 2014-10-21 | Common Stock (16500) | 16500 | Direct |
| Employee Stock Option (Right to Buy) | $9.09 | 2015-04-04 | Common Stock (55000) | 55000 | Direct |
| Employee Stock Option(Right to Buy) | $9.09 | 2015-11-17 | Common Stock (5500) | 60500 | Direct |
| Employee Stock Option(Right to Buy) | $9.2 | 2018-01-23 | Common Stock (20000) | 80500 | Direct |
| Employee Stock Option(Right to Buy) | $5.5 | 2019-01-27 | Common Stock (22000) | 102500 | Direct |
| Employee Stock Option(Right to Buy) | $8.02 | 2019-07-29 | Common Stock (10000) | 112500 | Direct |
| Employee Stock Option(Right to Buy) | $7.04 | 2020-07-27 | Common Stock (10000) | 122500 | Direct |
| Employee Stock Option (Right to Buy) | $7.2 | 2021-03-21 | Common Stock (40000) | 162500 | Direct |
| Employee Stock Option(Right to Buy) | $7.92 | 2022-12-05 | Common Stock (40000) | 202500 | Direct |
Footnotes
F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F2: These shares are owned in an IRA account by Georgia S. Derrico.
F3: These shares are owned in an IRA account by R. Roderick Porter.
F4: These shares are owned in a 401k plan and are owned as follows: 4095 by Georgia S. Derrico and 4038 by R. Roderick Porter.
F5: These warrants are owned as follows:8250 by Georgia S. Derrico and 8250 by R. Roderick Porter.
F6: These options are owned as follows: 27500 by Georgia S. Derrico and 27500 by R. Roderick Porter.
F7: These options are owned as follows: 2750 by Georgia S. Derrico and 2750 by R. Roderick Porter.
F8: These options are exercisable as follows: 4000 on 1/23/2009,4000 on 1/23/2010,4000 on 1/23/2011,4000 on 1/23/2012,4000 on 1/23/2013.
F9: These options are owned as follows: 10000 by Georgia S. Derrico and 10000 by R. Roderick Porter.
F10: These options are exercisable as follows; 4400 on 1/27/2010,4400 on 1/27/2011,4400 on 1/27/2012,4400 on 1/27/2013,4400 on 1/27/2014.
F11: These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter.
F12: These options are exercisable as follows: 2000 on 7/29/2010,2000 on 7/29/2011,2000 on 7/29/2012,2000 on 7/29/2013,2000 on 7/29/2014.
F13: These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
F14: These options are exercisable as follows: 2000 on 7/27/2011,2000 on 7/27/2012,2000 on 7/27/2013,2000 on 7/27/2014,2000 on 7/27/2015.
F15: These options are owned as follows: 5000 by Georgia S. Derrico 5000 by R. Roderick Porter.
F16: These options are exercisable as follows: 8000 on 3/21/2012,8000 on 3/21/2013,8000 on 3/21/2014,8000 on 3/21/2015,8000 on 3/21/2016.
F17: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
F18: These options are exercisable as follows: 8000 on 12/5/2013,8000 on 12/5/2014,8000 on 12/5/2015,8000 on 12/5/2016,8000 on 12/5/2017.
F19: These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.