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Primis Financial Corp. — Director's Dealing 2009
Nov 3, 2009
33458_dirs_2009-11-03_119c1c60-4426-49ff-ba86-8dd219aca71c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Southern National Bancorp of Virginia Inc (SONA)
CIK: 0001325670
Period of Report: 2009-10-30
Reporting Person: DERRICO GEORGIA S (Director, Chairman of the Board)
Reporting Person: PORTER R RODERICK (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-30 | Southern National Bancorp of Virginia Common Stock | P | 60000 | $6 | Acquired | 307250 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Southern National Bancorp of Virginia Common Stock | 70125 | Indirect |
| Southern National Bancorp of Virginia Common Stock | 30495 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants (right to buy) | $9.09 | 2014-10-21 | Common Stock (16500) | 16500 | Direct |
| Employee Stock Option(right to buy) | $9.09 | 2015-04-14 | Common Stock (55000) | 55000 | Direct |
| Employee Stock Options(Right to buy) | $9.09 | 2015-11-17 | Common Stock (5500) | 60500 | Direct |
| Employee Stock Options(right to buy) | $9.2 | 2018-01-23 | Common Stock (20000) | 80500 | Direct |
| Employee Stock Options(right to buy) | $5.5 | 2019-01-27 | Common Stock (22000) | 102500 | Direct |
Footnotes
F1: These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
F2: These shares are owned in an IRA account for Georgia S. Derrico.
F3: These shares are owned in an IRA account for R. Roderick Porter.
F4: These warrants are owned as follows: 8,250 by Georgia S. Derrico and 8250 by R. Roderick Porter.
F5: These options are owned as follows: 27,500 by Georgia S. Derrico; 27,500 by R. Roderick Porter.
F6: These options are owned as follows: 2,750 by Georgia S. Derrico and 2,750 by R. Roderick Porter.
F7: These options are owned as follows:10,000 by Georgia S. Derrico and 10,000 by R. Roderick Porter.
F8: These shares are exercisable as follows:
4000 shares on 1/23/2009
4000 shares on 1/23/2010
4000 shares on 1/23/2011
4000 shares on 1/23/2012
4000 shares on 1/23/2013
F9: These shares are exercisable as follows:
4400 shares on 1/27/2010
4400 shares on 1/27/2011
4400 shares on 1/27/2012
4400 shares on 1/27/2013
4400 shares on 1/27/2014
F10: These options are owned as follows: 11,000 by Georgia S. Derrico and 11,000 by R. Roderick Porter.