Prime Securities Ltd. — Regulatory Filings 2024

Sep 18, 2024

September 18, 2024

Corporate Relationship Department Capital Markets - Listing Dalal Street, G Block, Bandra Kurla Complex, Fort, Mumbai 400001 Bandra (East), Mumbai 400051

BSE Limited National Stock Exchange of India Limited Phiroze Jeejeebhoy Towers, Exchange Plaza, 5th Floor, Plot No. C/1,

Dear Sir,

Sub: Regulation 39(3) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015

Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE)

Pursuant to the provisions of Regulation 39(3) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, we wish to inform you that the Company has, on September 17, 2024, issued duplicate share certificates in lieu of the old certificates, which were reported lost / misplaced and for which the request was received for issue of duplicate share certificates. The detail for the same is as under:

Name of the Shareholder	No. of	Folio No.	Share	Distinctive
	Shares		Certificate Nos.	Nos.
Ramesh Anant Govekar	100	R10216	23502	2886926 –
				2887025
Tilak Raj Kapoor	100	T05898	23503	3493381 –
Krishana Kapoor				3493480

This is for your information and records.

Thanking you,

Yours faithfully, For Prime Securities Limited

Ajay Shah Company Secretary (ACS-14359)

Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 Tel : +91-22-6184 2525 CIN: L67120MH1982PLC026724 Fax : +91-22-2497 0777 www.primesec.com

Vijendra Dubey vijendra@primesec.com

FW: PRIME SECURITIES LTD - Regulation 39(3) of SEBI (Listing obligations and disclosure requirement), Regulation 2015 - DATE OF APPROVAL - 17.09.2024

1 message

Ajay Shah ajay@primesec.com To: Vijendra Dubey vijendra@primesec.com Wed, Sep 18, 2024 at 9:45 AM

From: Ganapati Haligouda Ganapati.haligouda@linkintime.co.in Sent: 17 September 2024 18:28 To: 'Ajay Shah' ajay@primesec.com Subject: PRIME SECURITIES LTD - Regulation 39(3) of SEBI (Listing obligations and disclosure requirement), Regulation 2015 - DATE OF APPROVAL - 17.09.2024

Dear Sir,

Please find attached herewith duplicate share certificate register for LSFD/Intimation to the NSE/BSE purpose (date of approval - 17.09.2024).

Regards,

Ganapati

TN500130-TN500131.pdf $14K$

REGISTER OF NEW SHARE CERTIFICATES ISSUED ON DUPLICATION

FROM: TN500130 TO: TN500131

	------------------------------------------------------------------------------------------------------------------
SR NO.	FOLIO NO. SHAREHOLDER'S FROM NAME ------------------------------------------------------------------------------------------------------------------	TO	FROM	TO	SHARES	PAID STUS		Deno	Cert Type	MICR From	MICR To
TN500130 17/09/2024	R10216 RAMESH ANANT GOVEKAR
	15050	15050	2886926	2887025	100 OLD	5.00	DUP	100
					--------------- 100
	23502	23502	2886926	2887025	100 NEW	5.00		100
					--------------- 100
TN500131 17/09/2024	T05898 TILAK RAJ KAPOOR KRISHANA KAPOOR
	18640	18640	3493381	3493480	100 OLD	5.00	DUP	100
					--------------- 100
	23503	23503	3493381	3493480	100 NEW	5.00		100
					--------------- 100

---

Prime Securities Limited

REGISTER OF NEW SHARE CERTIFICATES ISSUED ON DUPLICATION

FROM: TN500130TO: TN500131

	*** BATCH CONTROLS*******
	1. TOTAL NO.OF REQUESTS		:	2
	2. TOTAL NO.OF OLD CERTIFICATES		:	2
	3. TOTAL NO.OF NEW CERTIFICATES		:	2
	4. TOTAL NO.OF PAGES		:	2
	**** CERTIFICATE (S)CONTROLS***
	5. TOTAL NO.OF DUPLICATED CERTIFICATE		:	2
	6. TOTAL NO.OF DUPLICATED SHARES		:	200
	7. TOTAL NO.OFSUB DIVIDED CERTIFICATE		:	0
	8. TOTAL NO.OFSUB DIVIDED SHARES		:	0
	9. TOTAL NO.OF CONSOLIDATED CERTIFICATE		:	0

PRINTED DATE: 17/09/2024 PAGE NO. 2