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Prime Securities Ltd. Regulatory Filings 2021
59172_rns_2021-10-17_6a6957ec-006d-4d39-a19c-a22adfc68295.pdf
Regulatory Filings
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October 17, 2021
Corporate Relationship Department BSE Limited Phiroze Jeejeebhoy Towers, Dalal Street, Fort, Mumbai 400001
Capital Markets-Listing National Stock Exchange of India Ltd Exchange Plaza, 5th Floor, Plot No. C/1, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400051
Dear Sir,
Sub: Confirmation Certificate pursuant to Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018
Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE)
Pursuant to the provisions of Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, we are enclosing herewith the Compliance Certificate dated October 6, 2021 for Quarter ended September 30, 2021, received from our Registrar and Share Transfer Agent, M/s. Link Intime India Private Limited.
This is for your information and records.
Thanking you,
This is for your information and records.
Yours faithfully, For Prime Securities Limited
Ajay Shah Company Secretary (ACS-14359)
Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 Tel : +91-22-6184 2525 CIN: L67120MH1982PLC026724 Fax : +91-22-2497 0777 www.primesec.com
Link Intlme India Pvt. Ltd. CIN : U67190MH1999PTCl18368 C-101. 247 Park.l. B. S. Marg. Vikhroli (West). Mumbai - 400 083. Tel. : +91 224918 6000 Fax: +91 224918 6060 E-mail: [email protected] Website: www.linkintime.co.in
Date: 06.10.2021
To, Company Secretary Prime Securities Limited
Subject: Confirmation Certificate in the matter of Regulation 74(5) of Securities and Exchange Board of India (Depositories and Participants) Regulations. 2018.
Dear Sir/Madam,
In reference to the above captioned regulation, we hereby confirm that the securities received from the depository participants for dematerial isation during the quarter ended 30th September, 2021, were confirmed (accepted/rejected) to the depositories by us and that securities comprised in the said certificates have been listed on the stock exchanges where the earlier issued securities are listed.
SEBI vide its Circular No. SEBI/HO/MIRSD/RTAMB/P/CIR/2021/558 dated April 29, 2021 in view of the Covid-19 situation had provided relaxation in adherence to the prescribed timel ines which included the processing of the demat requests by the Issuer Company/RTA. The relaxation was provided up to July 31, 2021. We have been informed that Registrars Association of India (RAIN) had vide their representations requested SEBI to consider and extend the aforesaid relaxation up to September 30, 2021. We hereby also confirm that the security certificates received for dematerialisation have been confirmed/rejected and the security certificates received were mutilated and cancelled after due verification by the depository participant and the name of the depositories have been substituted in the register of members as the registered owner within the relaxation in time lines provided in the aforesaid circular up to July 31. 2021 and within 15 days from August 1, 2021. We request you to kindly take note of the above in your records.
We request you to kindly take note of the above in your records.
Thanking You,
Yours faithfully, For Li"f;: India Pvt. Ltd
Sharmila Amin AVP - Corporate Registry