Prime Securities Ltd. — Regulatory Filings 2021

Nov 22, 2021

Format for disclosures under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part A - Details of the Acquisition

$\overline{a}$

	Prime Securities Limited
Name of the Target Company (TC)	Acquirer:
Name(s) of the acquirer and Persons Acting in Concert (PAC)	Anand Jain
with the acquirer	PAC:
	Sushma Anand Jain
	Harsh Anand Jain
	No
Whether the acquirer belongs to Promoter/Promoter group	NSE / BSE
Name(s) of the Stock Exchange(s) where the shares of TC are
Listed	Number	% w.r.t. total	% w.r.t. total
Details of the acquisition as follows		share/voting	diluted
		capital	share/voting
		wherever	capital of the
		applicable(*)	$TC$ $(**)$
Before the acquisition under consideration, holding of
acquirer along with PACs of:
a) Shares carrying voting rights	5,00,000	1.89%	1.66%
b) Shares in the nature of encumbrance (pledge/lien/non-	Nil	Nil	Nil
disposal undertaking/others)
c) Voting rights (VR) otherwise than by equity shares	Nil	Nil	Nil
d) Warrants/convertible securities/any other instrument that	Nil	Nil	Nil
entitles the acquirer to receive shares carrying voting rights in
the TC (specify holding in each category)
e) Total (a+b+c+d)	5,00,000	1.89%	1.66%
Details of acquisition
a) Shares carrying voting rights acquired	12,00,000	3.86%	3.46%
b) VRs acquired otherwise than by equity shares	Nil	Nil	Nil
c) Warrants/convertible securities/any other instrument that	Nil	Nil	Nil
entitles the acquirer to receive shares carrying category)
acquired		Nil	Nil
d) Shares in the nature of encumbrance (pledge/lien/non-	Nil
disposal undertaking/others)	12,00,000	3.86%	3.46%
e) Total $(a+b+c+/-d)$
After the acquisition, holding of acquirer along with PACs
of:	17,00,000	5.47%	4.90%
a) Shares carrying voting rights	Nil	Nil	Nil
b) VRs otherwise than by equity shares c) Warrants/convertible securities/any other instrument that	Nil	Nil	Nil
entitles the acquirer to receive shares carrying voting rights in
the TC (specify holding in each category) after acquisition
d) Shares in the nature of encumbrance (pledge/lien/non-	Nil	Nil	Nil
disposal undertaking/others)
$e)$ Total (a+b+c+d)	17,00,000	5.47%	4.90%

Mode of acquisition (e.g. open market / public issue / rights issue / preferential allotment / inter-se transfer/encumbrance, $etc.$ )	Preferential Allotment
Salient features of the securities acquired including time till redemption, ratio at which it can be converted into equity	Equity Shares of face value of Rs. 5/- each
Date of acquisition of/ date of receipt of intimation of allotment of shares / VR/ warrants/convertible securities/any other instrument that entitles the acquirer to receive shares in the TC.	November 17, 2021
Equity share capital / total voting capital of the TC before the said acquisition	2,65,15,325 Equity Shares of Rs. 5/- each
Equity share capital/ total voting capital of the TC after the said acquisition	3,10,65,325 Equity Shares of Rs. 5/- each
Total diluted share/voting capital of the TC after the said	3,47,00,325 Equity Shares of Rs. 5/- each

Part B $(***)$

Name of the Target Company: Prime Securities Limited

Place: Mumbai Date: November 22, 2021

hard
Name:	Anand Jain
Designation:	Self

١r

Notes:

(*) Total share capital/voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

(***) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.