Prime Securities Ltd. — Major Shareholding Notification 2020

Mar 4, 2020

Dated: 04-March-2020

BSE Limited	Phiroze Jeejeebhoy Towers, 25 th Floor, Dalal Street, Mumbai - 400001
National Stock Exchange of India Limited	Exchange Plaza, Plot No. C/1, G-Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400051
PRIME SECURITIES LTD	1109 / 1110, Maker Chamber V, Nariman Point, Mumbai, Maharashtra, 400021

Dear Sir,

PRIME SECURITIES LTD Notification Under SAST Regulation 2011

We, Edelweiss Custodial Services Ltd forward herewith the necessary information under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 in respect of the above company.

Please acknowledge receipt.

ODIAL Yours faithfully

Edelweiss Custodial Services Ltd Authorised Signatory

Encl.: As above

Disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A - Details of the Acquisition

Name of the Target Company (TC)	PRIME SECURITIES LTD
Name(s) of the acquirer and Persons
Acting in Concert (PAC) with the acquirer		Edelweiss Custodial Services Limited
Whether the Acquirer belongs to	No
Promoter/Promoter group
Name(s) of the Stock Exchange(s) where	BSE Limited
the shares of TC are listed	National Stock Exchange Of India Limited
Details of the acquisition / disposal as follows	Number	% w.r.t. total share/voting capital wherever applicable(*)	% w.r.t. total diluted share/voting capital of the TC $(**)$
Before the Acquisition under consideration, holding of acquirer along with PACs of:
a) Shares carrying voting rights
b) Shares in the nature of encumbrance (pledge/lien/non-disposal undertaking/ others)	2229200 ****	8.41%	8.41%
c) Voting rights (VR) otherwise than by equity shares
d) Warrants/convertible securities /any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category)
$e)$ Total (a+b+c+d)	2229200 ***	8.41%	8.41%
Details of Acquisition
a)Shares voting rights carrying acquired/sold
b) VRs acquired/sold otherwise than by equity shares
c) Warrants/convertible securities /any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) acquired/sold
d) Shares encumbered-/invoked/released by the acquirer	530800 ***	2.00%	2.00%
Total $(a+b+c+/-d)$ e)	530800 ***	2.00%	2.00%

After the acquisition/sale, holding of acquirer along with PACs of:
a) Shares carrying voting rights
b)Shares in the nature of encumbrance	2760000***	10.41%	10.41%
(pledge/ lien/non-disposal undertaking/ others)
c) VRs otherwise than by equity shares
d) Warrants / convertible securities / any other instrument that entitles the acquirer
to receive shares carrying voting rights in
the TC (specify holding in each category)
after acquisition	2760000***
$e)$ Total (a+b+c+d)		10.41%	10.41%
Mode of acquisition / sale (e.g. open market / off-market /public issue / rights issue / preferential allotment / inter-se transfer etc).		By way of Encumbrance of shares.
Date of acquisition/sale of shares / VR or	Mar 02, 2020
date of receipt of intimation of allotment of shares, whichever is applicable
Equity share capital / total voting capital of the TC before the said acquisition / sale	26515325
Equity share capital/ total voting capital of the TC after the said acquisition / sale	26515325
Total diluted share/voting capital of the TC after the said acquisition	26515325

For Edelweiss Custodial Services Limited

$H - H$ .

Authorized Signatory Place: Mumbai Date: March 04, 2020 Note:

SER IAL O3

(*) Total share capital/voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

(***) Figures exclude securities in beneficiary accounts of clients of broking entities in the group in as much as the powers of attorney in favour of the broking entities are in respect of clients' settlement and margin obligations.