Prime Securities Ltd. — Major Shareholding Notification 2020

Apr 8, 2020

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Dated: 08-April-2020

BSE Limited	Phiroze Jeejeebhoy Towers, 25th Floor, Dalal Street, Mumbai – 400001
National Stock Exchange of India Limited	Exchange Plaza, Plot No. C/1, G-Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400051
PRIME SECURITIES LTD	1109 / 1110, Maker Chamber V, Nariman Point, Mumbai, Maharashtra, 400021

Dear Sir,

PRIME SECURITIES LTD Notification Under SAST Regulation 2011

We, Edelweiss Custodial Services Ltd forward herewith the necessary information under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011 in respect of the above company.

Please acknowledge receipt.

Yours faithfully Digitally signed by HEMENDRA DAMANIA DN: c=IN, o=Personal, 2.5.4.20=06e822a55fc22da86af49f905ed061 HEMENDRA c522b2aaab93e966c35f409aff0f634120, postalCode=400007, st=MAHARASHTRA, serialNumber=99d6979003e436596793592 DAMANIA c6677c1f0466b0bfd196e9a62c9a2ea326f4d2ba2, cn=HEMENDRA DAMANIA Date: 2020.04.08 14:20:45 +05'30' Edelweiss Custodial Services Ltd Authorised Signatory

Encl.: As above

Edelweiss Custodial Services limited CIN: U51109MH2008P LC187594 Registered Office: Tower 3, Wing B, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla West,Mumbai - 400070 . www.edelweissfin.com

Disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A – Details of the Acquisition

Name of the Target Company (TC)	Name of the Target Company (TC)	PRIME SECURITIES LTD	PRIME SECURITIES LTD
Name(s) of the acquirer and Persons Actingin Concert(PAC)with the acquirer		Edelweiss Custodial Services Limited
Whether the Acquirer belongs to Promoter/Promotergroup		No
Name(s) of the Stock Exchange(s) where the shares of TC are listed		BSE Limited National Stock Exchange Of India Limited
Details of the acquisition / follows	~~disposa~~l as	Number	% w.r.t. total share/voting capital wherever applicable(*)	% w.r.t. total diluted share/voting capital of the TC ()**
Before the Disposal under consideration, holding of acquirer along with PACs of:
a)Shares carryingvotingrights
b) Shares in the nature of encumbrance (pledge/ lien/non-disposal undertaking/ others)		2760000***	10.41%	10.41%
c) Voting rights (VR) otherwise than by equityshares		-	-	-
d) Warrants/convertible securities /any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC(specifyholdingin each category)		-	-	-
e) Total (a+b+c+d)		2760000***	10.41%	10.41%
Details of Disposal
a)Shares carrying voting rights acquired/sold
b) VRs acquired/sold otherwise than by equityshares		-	-	-
c) Warrants/convertible securities /any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) acquired/sold		-	-	-
d) Shares~~encumbered / invoked/~~released bythe acquirer		2660000***	10.03%	10.03%
e) Total (a+b+c+/-d)		2660000***	10.03%	10.03%

After the~~acquisition/s~~ale, holding of acquirer along with PACs of:
a)Shares carrying voting rights	-	-	-
b)Shares in the nature of encumbrance (pledge/ lien/non-disposal undertaking/ others)	100000***	0.38%	0.38%
c)VRs otherwise than byequityshares	-	-	-
d) Warrants / convertible securities / any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition	-	-	-
e) Total (a+b+c+d)	100000***	0.38%	0.38%
Mode of acquisition /~~sale~~(e.g. open market / off-market /public issue / rights issue / preferential allotment / inter-se transfer etc).	By way of release of Encumbered shares.
Date of acquisition/~~sale~~of shares / VR or date of receipt of intimation of allotment of shares,whichever is applicable	Mar 30, 2020
Equity share capital / total voting capital of the TC before the said acquisition /~~sale~~	26515325
Equity share capital/ total voting capital of the TC after the said acquisition/ ~~sale~~	26515325
Total diluted share/voting capital of the TC after the said acquisition	26515325

For Edelweiss Custodial Services Limited

HEMENDRA DAMANIA Digitally signed by HEMENDRA DAMANIA DN: c=IN, o=Personal, 2.5.4.20=06e822a55fc22da86af49f905ed061c522b2aaab93e966c35f409aff0f634120, postalCode=400007, st=MAHARASHTRA, serialNumber=99d6979003e436596793592c6677c1f0466b0bfd196e9a62c9a2ea326f4d2ba2, cn=HEMENDRA DAMANIA Date: 2020.04.08 14:21:10 +05'30'

Authorized Signatory Place: Mumbai Date: April 08, 2020

Note:

(*) Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

()* Figures exclude securities in beneficiary accounts of clients of broking entities in the group in as much as the powers of attorney in favour of the broking entities are in respect of clients' settlement and margin obligations.