Prime Securities Ltd. — Major Shareholding Notification 2019

Jul 4, 2019

NAVIN KHANDELWAL

410, Mangalam, 24, Hemanta Basu Sarani, Kolkata - 700 001 Tel.Phone No.033 - 4600 - 4482.

Dated: 04.07.2019

• 1) Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street, Mumbai - 400 001.
• 2) National Stock Exchange Limited Exchange Plaza, 5^th.Floor, Plot No.C/1 G - Block, Bandra Kurla Complex Bandra (E), Mumbai - 400 051.

3) Prime Securities Ltd 1109/1110, Maker Chambers - V Nariman Point, Mumbai - 400 021.

Dear Sir,

Re: Declaration pursuant to Regulation 7(1) of SEBI (Substantial Acquisition of Shares & Takeover) Regulations, 1997 and Regulation 13(1) of the SEBI (Prohibition of Insider Trading) Regulations, 1992.

This is to inform you that we have acquired 50000 Equity Shares of Prime Securities Ltd.

After this acquisition, our Aggregate holding with persons acting in concert with us 1375000 Equity Shares 5.19 % of the total Shareholding of Prime Securities Ltd.

This may be treated as declaration pursuant to Regulation 7(1) of SEBI (Substantial Acquisition of Shares & Takeover) Regulations, 1997 and Regulation 13(1) of the SEBI (Prohibition of Insider Trading) Regulations, 1992.

Thanking you

Yours faithfully

ames M

Authorised Signatory

Format for Disclosures under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of the Acquisition

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Name of the Target Company (TC)
Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer	PRIME SECURITIES LTD. NAVIN KHANDELWAL GKK CARTAL WARKETS PUT CO
Whether the acquirer belongs to Promoter/Promoter group	NO
Name(s) of the Stock Exchange(s) where the shares of TC are Listed		$NSE/BSE$ .
Details of the acquisition as follows	Number	% w.r.t. total share/voting capital wherever $applicable(*)$	% w.r.t. total diluted share/voting capital of the TC $(**)$
Before the acquisition under consideration, holding of acquirer along with PACs of: a) Shares carrying voting rights Shares in the nature of encumbrance (pledge/lien/ b) non-disposal undertaking/ others) c) Voting rights (VR) otherwise than by equity shares Warrants/convertible securities/any other instrument d) that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) e) Total $(a+b+c+d)$		1325000 4.99	4.99
Details of acquisition a) Shares carrying voting rights acquired b) VRs acquired otherwise than by equity shares c) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each	50000 0.20		0.20

category) acquired d) Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) $e)$ Total (a+b+c+/-d)
After the acquisition, holding of acquirer along with PACs of:
a) Shares carrying voting rights b) VRs otherwise than by equity shares c) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition d) Shares in the nature of encumbrance (pledge/ lien/ non-disposal undertaking/others) $e)$ Total (a+b+c+d)	1375000 5.19	5.19
Mode of acquisition (e.g. open market / public issue / rights preferential allotment issue $\sqrt{ }$ inter-se transfer/encumbrance, etc.)		MARKET.
Salient features of the securities acquired including time till redemption, ratio at which it can be converted into equity shares, etc.	N.A
Date of acquisition of date of receipt of intimation of allotment of shares / VR/ warrants/convertible securities/any other instrument that entitles the acquirer to receive shares in the TC.	26.06.2019.
Equity share capital / total voting capital of the TC before $\ell_s$ , $329.94$ $\ell$ the said acquisition
Equity share capital/ total voting capital of the TC after the said acquisition	Rs. 1329.94 Lac
Total diluted share/voting capital of the TC after the said acquisition	26515325.

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wat.

MAY

Signature of the acquirer / Authorised Signatory

Place: KOIKalā Date: 04.07.2019

Note:

(*) Total share capital/voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement.

(**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC.

(***) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated.