Prime Securities Ltd. — Major Shareholding Notification 2019

Sep 12, 2019

NAVIN KHANDELWAL

410, Mangalam, 24, Hemanta Basu Sarani, Kolkata - 700 001 Tel. Phone No.033 - 4600 - 4482.

Dated: 11.09.2019

1) Bombay Stock Exchange Limited Phiroze Jeejeebhoy Towers Dalal Street, Mumbai - 400 001. 3) Prime Securities Ltd 1109/1110, Maker Chambers - V Nariman Point, Mumbai - 400 021.

2) National Stock Exchange Limited Exchange Plaza, 5^th.Floor, Plot No.C/1 G - Block, Bandra Kurla Complex Bandra (E), Mumbai - 400 051.

Dear Sir,

Re: Declaration pursuant to Regulation 7(1) of SEBI (Substantial Acquisition of Shares & Takeover) Regulations, 1997 and Regulation 13(1) of the SEBI (Prohibition of Insider Trading) Regulations, 1992.

This is to inform you that we have acquired 50000 Equity Shares of Prime Securities Ltd.

After this acquisition, our Aggregate holding with persons acting in concert with us 1940000 Equity Shares 7.32 % of the total Shareholding of Prime Securities Ltd.

This may be treated as declaration pursuant to Regulation 7(1) of SEBI (Substantial Acquisition of Shares & Takeover) Regulations, 1997 and Regulation 13(1) of the SEBI (Prohibition of Insider Trading) Regulations, 1992.

Thanking you

Yours faithfully

Authorised Signatory

क्रिके भारतीय प्रतिभूति और विनिमय बोर्ड
Bj Securities and Exchange Board of India

Format for Disclosures under Regulation 29(1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

Part-A- Details of the Acquisition

$\sim$

Name of the Target Company (TC)	RIME SECURITIES CD
Name(s) of the acquirer and Persons Acting in Concert (PAC) with the acquirer	NAVIN KHANDELWAL GKK CAPITAL MARKETS RIT OD
Whether the acquirer belongs to Promoter/Promoter group	NO
$Name(s)$ of the Stock Exchange $(s)$ where the shares of TC are Listed	NSE/BSE
Details of the acquisition as follows	Number % w.r.t. total % w.r.t. total diluted share/voting share/voting capital of the TC $(*)$ capital wherever $applicable()$
Before the acquisition under consideration, holding of acquirer along with PACs of: a) Shares carrying voting rights b) Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) c) Voting rights (VR) otherwise than by equity shares d) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) Total (a+b+c+d) e)	1890000 7.12 7.12
Details of acquisition a) Shares carrying voting rights acquired b) VRs acquired otherwise than by equity shares Warrants/convertible securities/any other instrument $\mathcal{C}$ ) that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each	50000 O.20 0.20

EB भारतीय प्रतिभूति और विनिमय बोर्ड
Bi Securities and Exchange Board of India

category) acquired d) Shares in the nature of encumbrance (pledge/lien/ non-disposal undertaking/ others) $e)$ Total (a+b+c+/-d)
After the acquisition, holding of acquirer along with PACs of:	1940000	7.32	7.32
a) Shares carrying voting rights b) VRs otherwise than by equity shares c) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition Shares in the nature of encumbrance (pledge/ lien/ d) non-disposal undertaking/ others) Total $(a+b+c+d)$ e)
Mode of acquisition (e.g. open market / public issue / rights preferential allotment issue $\sqrt{2}$ $\sqrt{2}$ inter-se transfer/encumbrance, etc.)	EN MARKET
Salient features of the securities acquired including time till redemption, ratio at which it can be converted into equity shares, etc.	N.A
Date of acquisition of date of receipt of intimation of allotment of shares / VR/ warrants/convertible securities/any other instrument that entitles the acquirer to receive shares in the TC.	09.09.2019
Equity share capital / total voting capital of the TC before the said acquisition	85.1329.9410c
Equity share capital/ total voting capital of the TC after the said acquisition	1329.94 Lac $Rs$ .
Total diluted share/voting capital of the TC after the said acquisition	26515325