Prime Securities Ltd. — Capital/Financing Update 2021

Nov 17, 2021

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November 17, 2021

BSE Limited National Stock Exchange of India Limited Phiroze Jeejeebhoy Towers, Exchange Plaza, 5[th] Floor, Plot No. C/1, Dalal Street, G Block, Bandra Kurla Complex, Fort, Mumbai 400001 Bandra (East), Mumbai 400051

Dear Sir / Madam,

• Sub: Regulation 30 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 - Allotment of Equity Shares on a Preferential Basis

Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE)

This is to inform that pursuant to the authority granted under the Special Resolution passed by the Shareholders of the Company at their Extraordinary General Meeting held on November 10, 2021, the Board of Directors of the Company, vide a Resolution passed on November 17, 2021, has allotted 45,50,000 Equity Shares of face value of Rs. 5/- each at a price of Rs. 88.75/- per Equity Share for the total consideration of Rs. 40,38,12,500/-, on a Preferential basis in accordance with Chapter V of the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018. The details of the allotment given below:

Sr. No.	Name of the Allottee	Category of the Allottee	Number of Equity Shares Allotted	Consideration (Rs.)
1.	Meridian Investments	Trust (Non-Promoter)	19,00,000	16,86,25,000
2.	Anand Jain	Individual (Non-Promoter)	12,00,000	10,65,00,000
3.	Himanshi Kela	Individual (Non-Promoter)	5,00,000	4,43,75,000
4.	McJain Infoservices Private Limited	Body Corporate (Non-Promoter)	4,00,000	3,55,00,000
5.	Samir Arora	Non-Resident Individual (Non-Promoter)	3,00,000	2,66,25,000
6.	Latika Ahuja	Non-Resident Individual (Non-Promoter)	2,50,000	2,21,87,500
Total			45,50,000	40,38,12,500

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Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 CIN: L67120MH1982PLC026724 www.primesec.com

Tel : +91-22-6184 2525 Fax : +91-22-2497 0777

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The requisite disclosure, pursuant to Para A of Part A of Schedule III of Regulation 30 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation, 2015, is enclosed as Annexure “A”.

Consequent to the above allotment, the Paid-up Share Capital of the Company stands increased to Rs. 15,53,26,625/-, comprising of 3,10,65,325 Equity Shares of face value of Rs. 5/- each.

This is for your information and records.

Thanking you,

Yours faithfully,

For Prime Securities Limited

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Ajay Shah Company Secretary (ACS-14359)

Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 CIN: L67120MH1982PLC026724 www.primesec.com

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Tel : +91-22-6184 2525 Fax : +91-22-2497 0777

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Annexure “A”

Disclosure pursuant to Para A of Part A of Schedule III of Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015

Particulars of Securities	Particulars of Securities	Particulars of Securities	Details of Securities
a)	Type of securities issued		EquityShares of face value of Rs. 5/- each
b)	Type of issuance		Preferential Allotment under Section 42 of the Companies Act, 2013, Chapter V of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 and other applicable law
c)	Total number of securities issued and allotted or the total amount for which the securities are issued and allotted		45,50,000 fully paid up Equity Shares of Rs. 5/- each at price of Rs. 88.75/- per Equity Share (inclusive of premium of Rs. 83.75/- per Equity Share) aggregating Rs. 40,38,12,500/- (Rupees Forty Crores Thirty Eight Lakhs Twelve Thousand Five Hundred only)
d)	In case of preferential Issue, the listed entity shall disclose the following additional details to the stock exchange(s):
	I.	Names of the Investors	M/s. Meridian Investments, Mr. Anand Jain, Ms. Himanshi Kela, M/s. McJain Infoservices Private Limited, Mr. Samir Arora, Ms. Latika Ahuja
	II.	Post allotment of securities outcome of the subscription issue price / allotted price (in case of convertibles), number of investors	45,50,000 fully paid up Equity Shares of Rs. 5/- each at price of Rs. 88.75/- per Equity Share (inclusive of premium of Rs. 83.75/- per Equity Share) aggregating Rs. 40,38,12,500/- (Rupees Forty Crores Thirty Eight Lakhs Twelve Thousand Five Hundred only) Number of Investors: 6(Six)
	III.	In case of convertibles - intimation on conversion of securities or on lapse of the tenure of the instrument	Not Applicable, as the Preferential issue is for issue of fresh Equity Shares of the Company.

Yours faithfully, For Prime Securities Limited

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Ajay Shah Company Secretary (ACS-14359)

Prime Securities Limited

1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 CIN: L67120MH1982PLC026724 www.primesec.com

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Tel : +91-22-6184 2525 Fax : +91-22-2497 0777