Prime Securities Ltd. — Audit Report / Information 2024

Oct 10, 2023

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October 10, 2023

Corporate Relationship Department BSE Limited Phiroze Jeejeebhoy Towers, Dalal Street, Fort, Mumbai 400001

Capital Markets - Listing National Stock Exchange of India Limited Exchange Plaza, 5[th] Floor, Plot No. C/1, G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400051

Dear Sir,

Sub: Regulation 76(1) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018

Re: Stock Code: 500337 (BSE) / PRIMESECU (NSE)

Pursuant to the provisions of Regulation 76(1) of SEBI (Depositories and Participants) Regulations, 2018, we are enclosing herewith the Reconciliation of Share Capital Report dated October 9, 2023 for Quarter ended September 30, 2023 from M/s. Pramod Shah & Associates, Practicing Company Secretaries.

This is for your information and records.

Thanking you,

Yours faithfully,

For Prime Securities Limited

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Ajay Shah Company Secretary (ACS-14359)

Prime Securities Limited 1109 / 1110, Maker Chambers V, Nariman Point, Mumbai 400021 CIN: L67120MH1982PLC026724 www.primesec.com

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Tel : +91-22-6184 2525 Fax : +91-22-2497 0777

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RECONCILIATION OF SHARE CAPITAL AUDIT REPORT

1. For Quarter Ended: 30.09.2023

2. ISIN: INE032B01021

3. Face Value: INR 5 /-

4. Name of the Company: Prime Securities Limited

5. Registered Office Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai, Maharashtra, 400021

6. Correspondence Address: 1109/ 1110, Maker Chambers V, Nariman Point, Mumbai, Maharashtra, 400021

7. Telephone & Fax Nos. Tel.: 022-61842525, Fax: 022-24970777

8. Email address: prime@primesec.com

9. Names of the Stock Exchanges where the company's securities are listed: Bombay Stock Exchange Ltd. And National Stock Exchange of India Limited

	Number of shares	% of Total Issued Cap.
10. Issued Capital	3,36,34,525	100%
11. Listed Capital (Exchange-wise) (as per company records)	3,28,85,325	97.77%
12. Held in dematerialised form in CDSL	90,25,638	26.83%
13. Held in dematerialised form in NSDL	2,26,69,630	67.39%
14. Physical	11,90,057	3.53%
15. Total No.of shares(12+13+14)	3,28,85,325	97.77%

16 (1). Reasons for difference if any, between (10 & 11):

7,48,600	Shares have been forfeited but not reissued
600	Shares have been reissued but not subscribed
7,49,200	Total Difference between 10 & 11

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16 (2). Reasons for difference if any, between (10 & 15):

7,48,600	Shares have been forfeited but not reissued
600	Shares have been reissued but not subscribed
7,49,200	Total Difference between 10 & 11

16 (3). Reasons for difference if any, between (11 & 15): None

1. Certifying the details of changes in share capital during the quarter under consideration as per Table below:

Particulars***	No. of shares	Applied/ Not Applied for listing	Stock Exchanges (Specify Names)	whether intimated to CDSL	whether intimated to NSDL	In- principal approval pending for SE (Specify Names)
ESOP	3,05,700	Yes	BSE & NSE	Yes	Yes	No

* Rights, Bonus, Preferential Issue, ESOPs, Amalgamation, Conversion, Buyback, Capital Reduction, Forfeiture, any other (to specify).

1. Register of Members is updated (Yes/ No), If not, updated upto which date: YES

2. Reference of previous quarter with regards to excess dematerialised shares, if any: The Company has further dematerialized 4,100 Equity shares for the period from 30/06/2023 to 30/09/2023

3. Has the company resolved the matter mentioned in point no.19 above in the current quarter? If not, reason why: N.A.

4. Mentioned the total no. of requests, if any, confirmed after 30 days and the total no. of requests pending beyond 30 days with the reasons for delay:

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Total No. of demat requests	No. of requests	No. of shares	Reasons for delay
**Confirmed after 30 Days **	N.A.	N.A.	N.A.
Pending for more than 30 days	N.A.	N.A.	N.A.

1. Name, Telephone & Fax No. of the Compliance Officer of the Co.:

Mr. Ajay Shah - Compliance Officer and Company Secretary. Tel. & Fax No.: 022 - 61842525, 022 - 24970777

Pramod S. Shah & Associates

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Address: 3rd Floor, LA-

George Hospital, Near CST, Mumbai-400 001. Tele fax: 022 22717700 FCS: 334 C. P. No.: 3804

1. Appointment of common agency for share registry work:

Link Intime India Pvt. Ltd Address: C 101, 247 Park, L.B.S. Marg, Vikhroli (West),Mumbai, Maharashtra, 400083

1. Any other detail that the auditor may like to provide. (e.g. BIFR company, delisting from SE, company changed its name, etc.): N.A.

Date : 09[th] October, 2023 Name of the Auditor:

Place : Mumbai Pramod S. Shah & Associates

       ______

Practising Company Secretary Pramod S. Shah Senior Partner

Membership No.: F334 C. P. No.: 3804 UDIN: F000334E001224733

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